RIAs

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NEWS RIAS MAY 14, 2012
Advisers struggle with disputes over asset valuations

Romney aims to wield ax on max tax
NEWS RIAS MAY 14, 2012
Romney aims to wield ax on max tax

Under plan, top marginat rate would top out at 28%; all personal income tax rates cut by a fifth

NEWS RIAS MAY 13, 2012
Advisers disagree with Kitces' take

NEWS RIAS MAY 10, 2012
Nontraded REITs need more regulation

Wealthy Americans line up to give up passports in Swiss capital
NEWS RIAS MAY 09, 2012
Wealthy Americans line up to give up passports in Swiss capital

Renouncements are up sevenfold in Bern since UBS whistle-blower triggered crackdown four years ago

NEWS RIAS MAY 09, 2012
Talking Points: How firms manage their staff

NEWS RIAS MAY 09, 2012
Your most valuable asset? Your people

Every firm should have a well-documented compensation plan, which covers a lot more than just how much you pay people.

NEWS RIAS MAY 09, 2012
Secret to success for advisers? Get an easy chair

Forget the C-suite power-play look. Advisers are finding that more casual office environments can make client meetings more comfortable and productive.

Advisers, pay attention to House SRO bill — even though Senate may not
NEWS RIAS MAY 08, 2012
Advisers, pay attention to House SRO bill — even though Senate may not

Push for self-regulator for investment advisers could pick up momentum in the lower chamber

Clients: So many investment products, so little understanding
NEWS RIAS MAY 07, 2012
Clients: So many investment products, so little understanding

Survey reveals investors confused by crush of options – and not sure what they are

NEWS RIAS MAY 07, 2012
Introducing yourself to young clients

NEWS RIAS MAY 07, 2012
As safety net shrinks, medical costs will grow

NEWS RIAS MAY 06, 2012
L.A. area RIA snags team of Wells Fargo advisers

NEWS RIAS MAY 04, 2012
Keys to building a successful recruitment strategy

When discussing personnel needs with our clients, an axiom we often share to help them keep in sharp focus as they evaluate talent is: Hire character, train for skill and pay for talent.

SEC sets investor advisory committee
NEWS RIAS MAY 04, 2012
SEC sets investor advisory committee

The SEC has named its investor advisory committee but still needs to appoint chairman and vice chairman, and set meeting schedule

North America's richest three up $17.4B; Buffett, Gates lead the way
NEWS RIAS MAY 04, 2012
North America's richest three up $17.4B; Buffett, Gates lead the way

Global markets fell last week on news that manufacturing in Europe and China contracted and sales of new U.S. homes fell in February.

NEWS RIAS MAY 04, 2012
Finra may unlock BrokerCheck

NEWS RIAS MAY 03, 2012
INTV: What's next for the independent channel

NEWS RIAS MAY 02, 2012
Analysis: Fiduciary standard can cover brokers too

NEWS RIAS MAY 01, 2012
New website promises investors a peek at prices