RIAs

Displaying 4737 results
NEWS RIAS MAR 02, 2012
Decision to keep rates low could hurt interest in annuities

NEWS RIAS FEB 29, 2012
High dividend taxes hurt the nation

NEWS RIAS FEB 28, 2012
Merrill team jumps ship, signs with Focus Financial

NEWS RIAS FEB 28, 2012
Fed's low-interest-rate policy is a threat

Whether the Federal Reserve's plan to keep interest rates near zero for a protracted period of time will encourage the business sector to expand is open to debate.

TD's Bradley: Volatility ups value of adviser
NEWS RIAS FEB 28, 2012
TD's Bradley: Volatility ups value of adviser

Cool-headed thinking most needed during market gyrations; options one way to take advantage

Oros bolts TCA to head up RIA sales for Fidelity
NEWS RIAS FEB 28, 2012
Oros bolts TCA to head up RIA sales for Fidelity

Industry veteran will oversee sales, relationship management

MedCap co-founder faces tax evasion charges
NEWS RIAS FEB 27, 2012
MedCap co-founder faces tax evasion charges

One of the founders of Medical Capital Holdings Inc., the issuer of tainted private placements that have devastated dozens of broker-dealers, faces five counts of failing to file a federal income tax return.

NEWS RIAS FEB 26, 2012
Fee-based advisers are warming up to VAs

Slowly but surely, fee-based and fee-only advisers are beginning to warm up to variable annuities.

NEWS RIAS FEB 24, 2012
Why longevity insurance is a good solution

NEWS RIAS FEB 24, 2012
Focusing on 'yield chasing,' Finra issues watch list

NEWS RIAS FEB 23, 2012
Armond Dinverno answers six key questions about the RIA business

Pensco pulls off 'game changer' of an acquisition
NEWS RIAS FEB 21, 2012
Pensco pulls off 'game changer' of an acquisition

Purchasing IRA business of Lincoln Trust; larger custodians dumping nontraditional investments

NEWS RIAS FEB 20, 2012
RIA has succession plan of its own for smaller firms

Christie to Buffett: 'Write a check and shut up'
NEWS RIAS FEB 15, 2012
Christie to Buffett: 'Write a check and shut up'

New Jersey governor Chris Christie does not generally pull his punches. So it came as no surprise this week when Christie slammed Warren Buffett's assertion that the rich don't pay enough to the U.S. Treasury. Christie's advice to the Oracle? See above.

INcite: Cap gains raise requires two big tweaks
NEWS RIAS FEB 15, 2012
INcite: Cap gains raise requires two big tweaks

Hike the rate, but allow investors to adjust for inflation; also, kill off the 'angel of death'

NEWS RIAS FEB 14, 2012
Next Gen: The advisory industry's 'best kept secret'?

A handful of universities, led by Texas Tech and Virginia Tech, are growing their CFP programs and introducing more young talent into the financial planning industry each year. Yet few firms seem to be aware of the budding talent pool.

Santorum's tax plan would add $1.3T to deficit, study finds
NEWS RIAS FEB 09, 2012
Santorum's tax plan would add $1.3T to deficit, study finds

Plenty of cuts 'but doesn't get rid of anything to help pay for that,' says Tax Policy Center

NEWS RIAS FEB 09, 2012
Sluggish start, but recruiting moves heating up to close 2011

While some aspects of recruiting activity in the brokerage industry appears to have slowed a bit in 2011, things have started to heat up as of late -- with a number of large teams recently changing place, according to data tracked by <i>InvestmentNews.</i>

Tomczyk: Long-term rates won't stay low for long
NEWS RIAS FEB 08, 2012
Tomczyk: Long-term rates won't stay low for long

TD's CEO sees those rates rising this year; short-term interest rates likely to stay low

RIA M&A pace, prices up again in third quarter
NEWS RIAS FEB 08, 2012
RIA M&A pace, prices up again in third quarter

Registered investment advisory firm mergers-and-acquisitions activity is at a boil this year, and the pace likely will continue, as long as volatile investment markets don't distract buyers.