Ronan O'Byrne, who managed $230 million at Fieldpoint Private Securities, has formed Crescent Pine Family Office in Rye, New York.
Once the acquisition of Intersect Capital closes, working with professional athletes and entertainers will make up 20% of the $13.4 billion Cleveland-based RIA's business.
The latest research from DeVoe & Co. highlights the emerging trend of sub-acquisitions, which are on track to set a record this year.
The 16th annual study, which compiles data from more than 1,200 firms managing a combined $1.8 trillion, shows top-tier firms succeed through efficiencies.
The firm rebranded its registered investment adviser, formerly known as Schwab Private Client Investment Advisory Inc., as Schwab Wealth Advisory Inc.
Two advisers came from Merrill Lynch, others from independent brokerages.
The deal adds $26 billion under advisement and more than 400 advisers to Mariner's existing back-office platform.
Three straight quarters of declining deal volume doesn't derail the bigger M&A trend in wealth management.
Richard Cooke has found a niche serving clients just like himself — millennials who love to travel.
The bank will buy select assets and liabilities of Paladin Advisors, a Kensington, New Hampshire-based firm.
After a decade at Fidelity, Canter will take over leadership of Bluespring, the RIA roll-up subsidiary of Kestra Holdings, with a focus on M&A, firm strategy and organic growth.
The acquisition of Dyson Capital Advisors will bring Pathstone’s total assets under advisement to approximately $38 billion.
Broker-dealer aggregator Wentworth's deal to go public via SPAC Kingswood Acquisition Corp. raises a number of questions.
The popular Fidelity exec has been in charge of the firm's registered investment adviser business since 2017, and has worked for Fidelity since 2009.
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
Almost 90% of survey respondents believe the stock market can erase most of the losses that occurred during the first half, according to an InspereX survey.
Research from Ameriprise also shows that at least a quarter of financial advisers have no succession plan, and 14% expect to leave the business to a buyer.
Ongoing discontent, worsened by the pandemic and tech shortfalls, has resulted in 15% of wirehouse advisers and 7% of independent advisers being 'at risk' of exiting their firms in the next two years.
An Investment Adviser Association survey shows that for the second year in a row, the SEC advertising rule is the top compliance concern.
Alliant Wealth Advisors' qualified plans division will become a part of Savant’s retirement plan services division.
