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Site Map for October 2008
Date
Title
Oct 31, 2008
Consumers keeping cash close to the vest
Oct 31, 2008
Morningstar Inc.
Oct 31, 2008
Hartford may need $2B to maintain ratings
Oct 31, 2008
DTCC to publish weekly data on swaps
Oct 31, 2008
Deephaven freezes $1.6 billion hedge fund
Oct 31, 2008
Aon Corp.
Oct 31, 2008
Pessimism pervades U.S. consumers
Oct 31, 2008
First payouts made to Primary Fund shareholders
Oct 31, 2008
Investors cash out $21.9 billion from funds
Oct 31, 2008
TD Ameritrade Roadmap, Microsoft goes online
Oct 31, 2008
For 7.5 million, mortgages outweigh home values
Oct 30, 2008
Japan unveils $275 billion stimulus package
Oct 29, 2008
The Hartford, Prudential, MetLife
Oct 29, 2008
Aetna sees steep 3Q profit drop
Oct 29, 2008
Consumers leery of annuities, study finds
Oct 29, 2008
The Reserve Fund’s PR gaffe
Oct 29, 2008
Brokers: Merrill’s retention packages discriminatory
Oct 29, 2008
Mutual funds must file rule exemptions online
Oct 29, 2008
Legg Mason, Lazard and Moody’s
Oct 29, 2008
B-D fined $250,000 for lax oversight
Oct 28, 2008
MFS forms DC investment only office
Oct 28, 2008
Home prices continue race to bottom
Oct 28, 2008
Firms join to make socially conscious indexes
Oct 28, 2008
Consumer confidence hits historical low
Oct 28, 2008
Report: Deutsche lost $400M in equity derivatives
Oct 28, 2008
Simplify to survive, Hartford analyst says
Oct 27, 2008
G7 alarmed over energized yen
Oct 27, 2008
Insurers fight to regain waning confidence
Oct 27, 2008
New annuity solutions may prove costly
Oct 27, 2008
October Week 4: Scheduling crisis portfolio reviews
Oct 27, 2008
New-home sales rise in September
Oct 26, 2008
Guided by the stars
Oct 26, 2008
Advisers wary despite oil price drop
Oct 26, 2008
Some former bears salivate in aftermath of market tumble
Oct 26, 2008
Junk bonds seen as stock alternative for bargain hunters
Oct 26, 2008
For now, no more stimulus
Oct 26, 2008
Cash is now new king
Oct 26, 2008
Custodians, RIAs to launch awareness campaign
Oct 26, 2008
LPL to offer vigorous defense in broker fraud case
Oct 26, 2008
Investors using beat-up stock for cheap loans
Oct 26, 2008
Schwab dominates rivals in Citi survey of RIA custodians
Oct 26, 2008
Indie B-Ds, asset managers look to Wall Street for techies
Oct 26, 2008
Wells Fargo launches socially conscious fund
Oct 26, 2008
Kudos to the tax writers
Oct 26, 2008
Risk becoming Fund managers to focus on risk, balance sheets
Oct 24, 2008
Markets hit hard in Europe, Asia
Oct 24, 2008
Treasury wants to recapitalize insurers
Oct 24, 2008
Democratic leaders angry with hedgers
Oct 24, 2008
Sales of existing homes begin to rise
Oct 24, 2008
Jury finds that Unum defrauded U.S.
Oct 24, 2008
Financial organizations receive threats
Oct 24, 2008
Gold prices rise more than 2%
Oct 24, 2008
Exec settles insider trading case
Oct 24, 2008
PIABA to continue reform push
Oct 24, 2008
U.K. insurer mulls purchase of AIG units
Oct 24, 2008
Treasury invests in several regional banks
Oct 24, 2008
AIG might need more money
Oct 24, 2008
U.S. equities plummet at the open
Oct 24, 2008
Schwab upgrades; TD Ameritrade offers deal
Oct 24, 2008
Earnings drop for T. Rowe, Federated, Franklin
Oct 23, 2008
Foreclosures rocketed 70% in third quarter
Oct 23, 2008
Still more reg reform needed, Greenspan says
Oct 23, 2008
15,000 added to jobless rolls last week
Oct 23, 2008
IRA beneficiary designation can be a trap
Oct 23, 2008
Credit Suisse, TD Ameritrade, Janus and more
Oct 23, 2008
FDIC chief urges aid to at-risk homeowners
Oct 23, 2008
brokersXpress to buy Horwitz & Associates
Oct 23, 2008
Finra reaches ARS agreements with firms
Oct 22, 2008
Ambac installs new chief executive
Oct 22, 2008
SIFMA, others call for sweeping reg reforms
Oct 22, 2008
Institutional investors recoil from risky assets
Oct 22, 2008
LPL names president of Associated Securities
Oct 22, 2008
Wachovia dives in swan-song quarter
Oct 21, 2008
Jackson announces rise in sales
Oct 21, 2008
Leading indicators went up in September
Oct 21, 2008
Go forth and blog, advisers urged
Oct 21, 2008
U.S. Bancorp, BlackRock, Ohio banks
Oct 21, 2008
Barclays rebrands Lehman index family
Oct 20, 2008
October Week 3: Holding biweekly updates for top clients
Oct 20, 2008
LPL snags major AIG broker network
Oct 20, 2008
ING spins off Taiwan insurance biz
Oct 19, 2008
Stragetists in agreement: This downturn wil be rough
Oct 19, 2008
Charitable-IRA rollovers are back
Oct 19, 2008
Managers' cash weighting drops along with market
Oct 19, 2008
Peru, despite growing economy, draws mixed reviews
Oct 19, 2008
Pimco spreads its wings and looks beyond its strengths
Oct 19, 2008
Employers are beginning to implement
Oct 19, 2008
Wells acquisition will produce fund giant
Oct 19, 2008
Advisers guide clients on claiming tax losses on stock
Oct 19, 2008
The fault, dear Brutus, is in ourselves
Oct 19, 2008
Government's reach worries big-firm reps
Oct 19, 2008
Amid crisis, clients reach for the gold
Oct 19, 2008
Super-bear funds roar to life
Oct 19, 2008
Independent BDs, asset managers look to Wall Street for techies
Oct 17, 2008
'Extraordinary response' necessary, Bush says
Oct 17, 2008
Invesco unveils emerging markets ETFs
Oct 17, 2008
Schwab website crashes, thwarting advisers
Oct 17, 2008
Indexed-annuity rule comment period extended
Oct 17, 2008
iTunes provides info for advisers
Oct 17, 2008
Hedge funds flail in third quarter
Oct 17, 2008
Home starts drop to 17-year low
Oct 17, 2008
Consumer confidence plunges in October
Oct 16, 2008
Cuomo to AIG: Give back the bucks
Oct 16, 2008
Hedge funds clipped by manic market
Oct 16, 2008
‘Portfolio pumping’ scheme foiled by SEC
Oct 16, 2008
Merrill, Citi, State Street, PNC and BNY Mellon
Oct 16, 2008
Analyst decries REITs sell-off
Oct 15, 2008
Federal budget deficit hits new high
Oct 15, 2008
Time to rethink financial planning
Oct 15, 2008
Non-prime mortgages to keep pummeling carriers
Oct 15, 2008
Receiver sought for Reserve International fund
Oct 15, 2008
Yellen prophesies rough road ahead
Oct 15, 2008
JPMorgan, Schwab, Wells Fargo and Piper
Oct 15, 2008
MFA decries call for hedge fund ban
Oct 15, 2008
Rule changes could open up 403(b) field
Oct 15, 2008
Survey: Tax policies will sway investor strategy
Oct 14, 2008
Which portfolio fees are tax deductible?
Oct 14, 2008
Société Générale expects 3Q profit
Oct 14, 2008
Permal to raise $500M for distressed debt
Oct 14, 2008
AARP members to monitor ‘free-lunch’ seminars
Oct 14, 2008
U.S. to buy equity stakes in major banks
Oct 14, 2008
MSRB announces senior management changes
Oct 14, 2008
Crucial court case may spur 401(k) lawsuits
Oct 14, 2008
Primary Fund distribution delayed
Oct 14, 2008
Treasury selects BNY Mellon custodian
Oct 13, 2008
October Week 2: Assembling a crisis communications team
Oct 13, 2008
Advisers must address clients' 401(k) fears
Oct 13, 2008
California foreclosures slowed in Sept.
Oct 13, 2008
Bank insurance revenue skyrocketed in first half
Oct 13, 2008
SEC to hear more on index annuity regulation
Oct 12, 2008
Broker-Dealer of the Future transcript
Oct 12, 2008
B-D execs see opportunity in Wall Street ashes
Oct 12, 2008
No clear winners or losers in software showdown
Oct 12, 2008
SEC criticized for poor oversight of brokerage firms
Oct 12, 2008
Deflation is in the air, Putnam investment chief says
Oct 12, 2008
Many ARS holders find silver lining
Oct 12, 2008
House Democrats contemplate abolishing 401(k) tax breaks
Oct 12, 2008
Discount gap widens on closed-end funds
Oct 12, 2008
Crisis + fear = opportunity for advisers
Oct 12, 2008
SEC seen unlikely to suspend fair value
Oct 12, 2008
Hard times are forcing parents to cut back on college saving
Oct 12, 2008
Despite a slump, experts high on target date funds
Oct 12, 2008
Building a 'sportfolio'
Oct 12, 2008
BofA brokers set to get updated workstations
Oct 12, 2008
Wirehouse reps' futures hanging in limbo
Oct 10, 2008
Prudential forecasts dismal 3Q results
Oct 10, 2008
Asset gathering made easier
Oct 10, 2008
Trade gap narrows in August
Oct 10, 2008
Bond fund costs Schwab more than $500,000
Oct 10, 2008
‘We’re in this together,’ says Bush
Oct 09, 2008
Insurance carriers eye merger option
Oct 09, 2008
Legg downgraded on money market funds
Oct 09, 2008
Short-selling ban lifted, managers rejoice
Oct 09, 2008
Reserve to liquidate more money market funds
Oct 09, 2008
ProShares ETFs back in business after ban lift
Oct 08, 2008
Hedge funds suffered steep September decline
Oct 08, 2008
Firms sign up for Treasury’s fund guaranty program
Oct 08, 2008
RBC to buy back $800 million IN ARS
Oct 08, 2008
Pending home sales revived in August
Oct 07, 2008
U.S. private-equity firms attract capital
Oct 07, 2008
1031 exchanges allow flexibility, defer taxes
Oct 07, 2008
Congress mulls major 401(k) changes
Oct 06, 2008
BofA books 68% profit decline
Oct 06, 2008
Hartford to receive $2.5B infusion from Allianz
Oct 06, 2008
Banks’ annuity revenue jumps
Oct 06, 2008
October Week 1: Proactively putting top clients first
Oct 06, 2008
Diversity Task Force unveiled
Oct 06, 2008
BofA brokers set to get updated workstations
Oct 06, 2008
FundQuest and New Frontier offer ETF
Oct 05, 2008
First Eagle stars begin running their own funds
Oct 05, 2008
Suds stocks' flat returns go down smooth
Oct 05, 2008
A necessary step forward, with caveats
Oct 05, 2008
Congress abdicates its fiduciary duty
Oct 05, 2008
Advisers considering Shariah mutual funds
Oct 05, 2008
Advisers urge clients to bolster their cash reserves
Oct 05, 2008
Even the rich are worried about the state of Wall Street
Oct 05, 2008
Advisers to make funds transparent to avoid suits
Oct 05, 2008
Investments for the faint of heart
Oct 05, 2008
New Putnam CEO Reynolds gets off to strong start
Oct 05, 2008
Intermediaries speak out
Oct 05, 2008
Mutual funds prepare confidence-building ads
Oct 05, 2008
Flight to Treasuries may spell disaster for investors
Oct 05, 2008
Short sellers cry foul on SEC ban
Oct 03, 2008
Bush signs $700B bailout package
Oct 03, 2008
Reserve denies insider-trading charge
Oct 03, 2008
Non-manufacturing sector slows to a crawl
Oct 03, 2008
Website makes hedge fund research easier
Oct 03, 2008
AIG to jettison businesses
Oct 03, 2008
Fraudsters face SEC charges
Oct 03, 2008
Schwab opts for guaranty program
Oct 03, 2008
Advent closes deal with Tamale
Oct 03, 2008
Do-gooder deadline extended
Oct 03, 2008
September socks hedge fund performance
Oct 03, 2008
Job losses jar economy
Oct 03, 2008
Roth conversion may not make sense for many retirees
Oct 02, 2008
Glass almost empty, noted bear says
Oct 02, 2008
Rich and richer get glum and glummer
Oct 02, 2008
AIG Advisor B-Ds on block, source says
Oct 02, 2008
Willis completes $2.1 billion buy of Hilb Rogal
Oct 02, 2008
Schwarzenegger terminates life settlements bill
Oct 02, 2008
Alger to co-manage Delaware fund
Oct 02, 2008
Lincoln Financial execs jump to Sun Life
Oct 01, 2008
Bailout clears Senate, returns to House
Oct 01, 2008
Senate primed to pass revised bailout bill
Oct 01, 2008
September job losses fewer than feared
Oct 01, 2008
Hedge industry grapples with short-selling ban
Oct 01, 2008
Massive hedge fund redemptions feared
Oct 01, 2008
Putnam joins money market guaranty program
Oct 01, 2008
Equity REITS trounce markets
Oct 01, 2008
Funds grudgingly comply with Form SH
Oct 01, 2008
Wanted: Post-Paulson Treasury czar
Oct 01, 2008
Exorbitant college prices stymie parents
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