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Site Map for July 2009
Date
Title
Jul 31, 2009
Investors high on emerging markets, while analysts counsel caution
Jul 31, 2009
GDP dip smaller than expected but advisers still fret about recovery
Jul 31, 2009
Congress wants say on Wall Street pay
Jul 31, 2009
B-Ds suffer SIPC 'sticker shock' as fees come due
Jul 31, 2009
Broker-dealers Foothill Securities and Cue Financial to merge
Jul 31, 2009
Bottom's up: After new market highs, advisers proceed with caution
Jul 31, 2009
House votes to restrict Wall Street pay
Jul 31, 2009
First Allied announces wealth management platform
Jul 31, 2009
Genworth targets insurance and wealth management, not annuities
Jul 31, 2009
MetLife suffers $1.4B net loss in second quarter
Jul 30, 2009
Cigna 2Q profit climbs, enrollment falls
Jul 30, 2009
Fed's Beige Book reveals economy's sluggishness
Jul 30, 2009
Investors boosted mutual fund inflows last week
Jul 30, 2009
New jobless claims rise more than expected
Jul 30, 2009
Insurer Travelers posts lower 2Q profit
Jul 30, 2009
Lean, mean and green: Advisers cut back on paper
Jul 30, 2009
CFTC mulls investment limits on commodities-linked products
Jul 30, 2009
Client sues life settlement bigwig's company for fraud
Jul 30, 2009
Consumers spent more this quarter, data show
Jul 30, 2009
ETF assets golden in first half of '09
Jul 30, 2009
Hartford books $15M loss for second quarter; Lincoln losses $161M
Jul 30, 2009
Wirehouses bleed $1.5T, indies gain ground
Jul 30, 2009
Commonwealth scoops up three teams managing $1.25B
Jul 30, 2009
Fire, reload, Re-Hire
Jul 29, 2009
Moody's 2Q profit falls 19%
Jul 29, 2009
Deal far from done in UBS tax evasion case
Jul 29, 2009
Hancock snags Hartford exec for new chief risk role
Jul 29, 2009
Surprise! Audits could cost up to $24,000 per pop
Jul 29, 2009
Deutsche Bank Q2 net profit up 67%
Jul 29, 2009
Insurer Conseco to report 2Q profit
Jul 29, 2009
Mutual funds battle advisers' brand perceptions
Jul 29, 2009
Durable goods orders drop 2.5% in June
Jul 29, 2009
Interactive Advisory Software partners with MoneyGuidePro
Jul 29, 2009
Haggling with hedgies: Investors have the upper hand, finally
Jul 29, 2009
24% of advisers are working as part of a team this year
Jul 29, 2009
How to navigate the 'cash for clunkers' program - Tax News & Information - Investment News
Jul 29, 2009
Former Paine Webber chief vies to buy AIG Advisors
Jul 28, 2009
AIG sells life insurance premium finance business
Jul 28, 2009
Consumer sentiment seen unchanged in July
Jul 28, 2009
It's Miller time. To buy stocks, that is
Jul 28, 2009
Women take lead in cutting back on spending
Jul 28, 2009
Stocks slide as July consumer confidence falls
Jul 28, 2009
55- to 64-year-olds most likely to have health insurance in '07, EBRI study says
Jul 28, 2009
Institutions to own majority of mutual fund assets by 2012, report predicts
Jul 28, 2009
Whatever happened to confidentiality?
Jul 28, 2009
Massachusetts college savings program renews Fidelity's 529 contract
Jul 28, 2009
Experts call for fed involvement in insurance industry - but to different degrees
Jul 27, 2009
June new U.S. home sales rise 11%
Jul 27, 2009
Oil rises above $68 as rally extends to third week
Jul 27, 2009
Catastrophe bonds poised for comeback this year, Guy Carpenter & Co. says
Jul 27, 2009
Banks slapped with $1.65M in fines for improper VA and mutual fund sales by B-Ds
Jul 27, 2009
Brooks named chairman of NAIC's life and annuities committee
Jul 27, 2009
Aetna 2Q profit slides on commercial medical costs
Jul 27, 2009
Compensation reform not aimed at brokers, says Frank
Jul 27, 2009
TD Ameritrade: Advisory firms registered with the SEC should be required to do annual custody reviews
Jul 27, 2009
Worries about influx of supply pressures Treasurys
Jul 26, 2009
Muni analysts want more issuer disclosure
Jul 26, 2009
IRS kills 72(t) payment correction request
Jul 26, 2009
ACLI concerned about disability insurance program
Jul 26, 2009
Crisis commission is a wasted opportunity
Jul 26, 2009
TD Ameritrade's ARS settlement excludes RIAs
Jul 26, 2009
TD Ameritrade keeps lid on RIA metrics
Jul 26, 2009
Use target date funds the right way
Jul 26, 2009
Reborn NAVA will focus on advisers and consumers
Jul 26, 2009
Big on life insurance
Jul 26, 2009
Fodder for Congress
Jul 26, 2009
SEC's EIA rule may resurface
Jul 26, 2009
Reform efforts on compensation aim at industry
Jul 26, 2009
As consumer spending cools, some consumer stocks sizzle
Jul 26, 2009
Advisers struggle to maintain service amid cutbacks
Jul 26, 2009
Taking a long-term view of energy investing
Jul 26, 2009
Analysts assess winners and losers in health care reform
Jul 26, 2009
Last year's big fund laggards rise to the top in first half
Jul 24, 2009
After Finra warning, firms back away from leveraged ETFs
Jul 24, 2009
Ameriprise Financial 2Q profit dropped 58% but beat Street
Jul 24, 2009
Covestor launches retail multimanaged accounts
Jul 24, 2009
Hartford slashes 270 jobs in investment products division
Jul 24, 2009
Wealthy and affluent high on economy, leery of market
Jul 24, 2009
T. Rowe's 2Q earnings fell 38% from a year earlier
Jul 24, 2009
Chubb exec razzes rivals for taking federal aid
Jul 24, 2009
OptionsXpress 2Q profit falls 31%
Jul 24, 2009
Geithner, Bernanke clash over consumer financial protection agency
Jul 23, 2009
New law adds requirements for CPAs who practice in New York
Jul 23, 2009
Fifth Third posts 2Q profit on unit sale
Jul 23, 2009
New jobless claims rise to 554K, total rolls fall
Jul 23, 2009
PNC Financial earnings lower than expected
Jul 23, 2009
CME Group's 2Q profit rose, beating expectations
Jul 23, 2009
Dow closes above 9,000 for the first time since January
Jul 23, 2009
Credit Suisse reports 29% rise in 2Q profit
Jul 23, 2009
Power Play launches non-traded solar energy index
Jul 23, 2009
Old Mutual to cut its mutual fund lineup by about half
Jul 23, 2009
SEC, FDIC heads want new council to be supercop
Jul 23, 2009
Myths, lies and recruiting truisms
Jul 22, 2009
Annuity fee income hit high for bank holding companies in first quarter
Jul 22, 2009
Morgan Stanley posts 2Q loss of more than $1.2B
Jul 22, 2009
Green Century touts small carbon footprint in fund
Jul 22, 2009
Wells Fargo 2Q profit of $2.58B surpasses expectations
Jul 22, 2009
For young couples, renting may be a better option
Jul 22, 2009
Retirement plans not targets of proposed panel, Frank says
Jul 22, 2009
FundQuest adds alternatives to SMA platform
Jul 22, 2009
Workplace planning boost is one upside of the downturn
Jul 22, 2009
U.S. Bancorp 2Q profit tumbles 76%
Jul 22, 2009
Hedge funds up 9.1% in second quarter
Jul 22, 2009
All-bond allocation unwise despite equity jitters, says Ibbotson
Jul 22, 2009
Next Financial Group fined $1M for failure to supervise branch managers
Jul 22, 2009
How to Increase client satisfaction
Jul 22, 2009
Perceived cost biggest bar to small businesses that offer LTC
Jul 22, 2009
Russell takes its first step into ETF marketplace
Jul 21, 2009
BlackRock's 2Q profit falls 20% to $218M
Jul 21, 2009
U.S. markets ranked low on integrity by financial professionals stateside and abroad
Jul 21, 2009
Jones, LPL rank highest in full service satisfaction
Jul 21, 2009
Gifting opportunities in the current market
Jul 20, 2009
Creating and managing a client beneficiary update
Jul 20, 2009
Legg Mason assets up 4% in quarter
Jul 20, 2009
NAVA is now the Insured Retirement Institute
Jul 20, 2009
Schwab denies Cuomo's ARS fraud charges
Jul 20, 2009
Company forecasters less pessimistic
Jul 20, 2009
Economic indicators point upward in June
Jul 20, 2009
Advisers are at a loss when dealing with clients with Alzheimer's, survey finds
Jul 20, 2009
Finra sweeping B-Ds that sold private securities from Medical Capital Holdings
Jul 19, 2009
Some advisers see kids as a new frontier
Jul 19, 2009
Tool removes the grunt work from college planning
Jul 19, 2009
Fund liquidations, mergers on rise
Jul 19, 2009
Push to abolish mandatory arbitration lacks muscle
Jul 19, 2009
Ameriprise to pay $17.3M to settle case with SEC
Jul 19, 2009
The affluent don't want a sales pitch
Jul 19, 2009
Blacks, Hispanics lag in retirement savings
Jul 19, 2009
Schwab gets some traction from fee waiver promotion
Jul 19, 2009
Advisers favor uniform fiduciary
Jul 19, 2009
Exchange traded products for commodities take hit
Jul 19, 2009
Leveraged ETFs: Handle with care
Jul 19, 2009
Texas mulls rule to enhance disclosures for annuities
Jul 19, 2009
Battle to lure advisers via technology heats up
Jul 19, 2009
Municipal bonds thrive despite states' deep economic woes
Jul 19, 2009
Advisers' red flag goes up for higher property premiums
Jul 19, 2009
Compensation: SEC mandate called too broad
Jul 19, 2009
Natural gas seen as too cheap to ignore
Jul 19, 2009
Finra backs off executive's comment
Jul 19, 2009
Net new assets from advisers slide again, Schwab says
Jul 17, 2009
Financial Planning Coalition wants oversight board for financial advisers
Jul 17, 2009
Broadridge rolls out enhanced desktop for B-Ds and investment advisers
Jul 17, 2009
Economist Nouriel Roubini remains Dr. Gloom
Jul 17, 2009
SEC chairman backs bill to let B-Ds compete on mutual fund sale commissions
Jul 17, 2009
SIFMA backs fiduciary standard for all advisers, exec testifies before House committee
Jul 17, 2009
Morgan Stanley TALF strategy raises $600 million
Jul 17, 2009
June housing construction rises unexpectedly
Jul 17, 2009
Citigroup earns $3B in second quarter; BofA net is $2.42B
Jul 17, 2009
TD Ameritrade's Moglia to teach Nebraska athletes life skills
Jul 17, 2009
Report: Prudential in talks to buy AIG units in Japan
Jul 17, 2009
Schwab's offering of nine new ETFs may be 'late to the game'
Jul 17, 2009
Affordable Health Choices Act approved by two key House committees
Jul 16, 2009
Foreclosures rise 15% in first half of 2009
Jul 16, 2009
Morgan Stanley Smith Barney starts a round of staff cuts
Jul 16, 2009
Virginia to net nearly $1.3M in multistate deal settling auction rate securities case
Jul 16, 2009
Schwab 2Q profit fell 31% on lower revenue, special charges
Jul 16, 2009
JPMorgan Chase reports booming second quarter
Jul 16, 2009
Should clients annuitize their retirement assets?
Jul 15, 2009
Consumer prices jump, industrial production falls
Jul 15, 2009
Consumer prices jump 0.7% in June
Jul 15, 2009
LPL Financial to pull plug on Pershing clearing platform
Jul 14, 2009
Stock rally lifts target date funds, but they still lag year-over-year
Jul 14, 2009
Real estate prices posted gain in May
Jul 14, 2009
Hedge fund assets not likely to return to 2007 peak until 2013, Cerulli says
Jul 14, 2009
Investors stampede, cautiously, back into mutual funds
Jul 14, 2009
The brave new world of FBAR
Jul 14, 2009
Grandparents generous with money, but not advice, report says
Jul 14, 2009
Investors return to mutual funds in 2nd quarter
Jul 14, 2009
Goldman Sachs earnings easily surpass expectations
Jul 14, 2009
Retail, wholesale prices rise in June
Jul 14, 2009
FPA, NAPFA, state regulators and other groups urge Congress to impose fiduciary standard on all advice providers
Jul 13, 2009
Budget deficit tops $1T for first time
Jul 13, 2009
Advisers back one standard, one regulator, survey shows
Jul 13, 2009
Using client beneficiary updates to uncover new assets
Jul 13, 2009
'Angels' fall as bond issuers are downgraded to junk
Jul 13, 2009
Finra to reps and execs: Think twice before selling 529s
Jul 13, 2009
U.S. judge delays hearings in UBS offshore tax-evasion case
Jul 13, 2009
Kids showing good sense about spending, survey says
Jul 13, 2009
Bill would give SEC vast powers to regulate broker compensation
Jul 12, 2009
It's time to rethink retirement plans
Jul 12, 2009
Congress must enact regulatory reforms carefully
Jul 12, 2009
Tech fixes are never easy for family offices
Jul 12, 2009
Group targeting low-income families for 529 plans
Jul 12, 2009
Feds take aim at 401(k) crooks
Jul 12, 2009
FIRMS REINVENT THEMSELVES
Jul 12, 2009
Ax is still falling at advisory firms
Jul 12, 2009
Down in the dumps
Jul 12, 2009
Using client reviews to rebuild trust
Jul 12, 2009
HURT BY FALLING PROFITS, FIRMS PRESSURED TO COMBINE
Jul 12, 2009
BRIC group offers opportunities
Jul 12, 2009
SEEKING NEW BUSINESS
Jul 12, 2009
Firm launches first U.S. Shariah-compliant ETF
Jul 12, 2009
State powers preserved under Obama plan
Jul 12, 2009
Raids 'blindside' small B-Ds as brokers go for the gold
Jul 12, 2009
Bill would escalate adviser oversight
Jul 12, 2009
Finra's ETF notice angers ICI, firms
Jul 12, 2009
Markets remain rocky; Asia looks appealing
Jul 10, 2009
May trade deficits dips more than expected to $26B
Jul 10, 2009
GM emerges from bankruptcy
Jul 10, 2009
'TARP for Main Street' legislation introduced in House
Jul 10, 2009
Oil below $60 as traders eye company results
Jul 10, 2009
Frank: Congress to clamp down on derivatives
Jul 10, 2009
Hatteras Funds to acquire Alternative Investment Partners
Jul 10, 2009
Consumer confidence takes a hit in July
Jul 10, 2009
Proposal to impose fiduciary standard on broker-advisers heads to Hill
Jul 10, 2009
Ameriprise to pay $17.3M for receiving undisclosed compensation for REIT sales
Jul 10, 2009
Digital safety deposit box for financial documents launched
Jul 09, 2009
New jobless claims drop sharply to 565,000
Jul 09, 2009
Retailers report weak June sales
Jul 09, 2009
Genocide-free investing policy urged for Fidelity funds
Jul 09, 2009
Heartened CEOs see better economic times ahead, survey says
Jul 09, 2009
Consumer Financial Protection Agency bill introduced in House
Jul 08, 2009
Hedge funds outpaced indexes in first half of year
Jul 08, 2009
Private-equity fundraising plummets
Jul 08, 2009
Sky Capital CEO, execs to be charged with decade-long securities fraud
Jul 08, 2009
World markets weighed down by U.S. corporate worries
Jul 08, 2009
SEC's Lori Richards to step down
Jul 08, 2009
Morgan Stanley slapped wth $1M arbitration award in raiding case
Jul 07, 2009
Blacks, Hispanics lag in 401(k) participation
Jul 07, 2009
European stocks edge up despite Nikkei's 5th fall
Jul 07, 2009
Stocks dip as investors await earnings season
Jul 07, 2009
Societe Generale expects profit in 2nd quarter
Jul 07, 2009
Target date funds increasingly featured in 403(b) plans, survey says
Jul 06, 2009
UBS reportedly on the hunt for new U.S. brokerage chief executive
Jul 06, 2009
Fund launches slow; caution is watchword for investors
Jul 06, 2009
U.S service sector shrinks less than expected in June
Jul 06, 2009
Wells Fargo re-brands investment banking business
Jul 06, 2009
Oil plunges below $64 on fears recovery may lag
Jul 02, 2009
467K jobs cut in June; jobless rate at 9.5%
Jul 02, 2009
Factory orders rise more than expected in May
Jul 02, 2009
VSR Financial Services names Christopher Radford CEO
Jul 02, 2009
Emmet A. Larkin Co. quits the clearing arena
Jul 01, 2009
VC dollars rev up 'Green' machines
Jul 01, 2009
States work to stave off government shutdowns
Jul 01, 2009
June economy bleeds jobs; unemployment rate moves uncomfortably close to 10%
Jul 01, 2009
Construction spending falls more than expected
Jul 01, 2009
Lord Abbett revamps large-cap funds in bid to raise profile
Jul 01, 2009
Frozen 401(k) matches are discouraging employees from contributing
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