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Site Map for December 2013
Date
Title
Dec 31, 2013
Stocks ring out 2013 with record-setting rally
Dec 31, 2013
How to get a jumpstart on 2014 tax planning
Dec 31, 2013
NextGen: Computers, cellphones and calculators
Dec 30, 2013
New love for mortgage REITs
Dec 30, 2013
Gold's mixed signals leaves investors unsure which way to turn
Dec 30, 2013
Americans vow to shed debt in 2014 but few commit to financial planning
Dec 30, 2013
UBS sweetens incentives for targeting wealthier clients
Dec 30, 2013
Nontraded REIT assets for 2013 look to double, industry experts say
Dec 30, 2013
Royal Alliance lures adviser team managing $150M
Dec 29, 2013
Buffett's game
Dec 28, 2013
James Stowers, American Century Investments founder, dies at 90
Dec 28, 2013
Economic jujitsu
Dec 28, 2013
Buffett bets on oil
Dec 28, 2013
Buffett's derivatives bets pay off
Dec 27, 2013
Legg Mason hires Wells Fargo exec to head acquisitions
Dec 27, 2013
SAC's Martoma: U.S. must disclose evidence in his favor
Dec 27, 2013
The dumbest moments in American business
Dec 27, 2013
Take 5: For bond fund investors, it may be time to bail
Dec 27, 2013
As nontraded REIT sales sizzle, have firms learned from past mistakes?
Dec 27, 2013
Wells Fargo brokerage head Mary Mack nudges advisers away from stock picks
Dec 27, 2013
Senator: Finra too weak to go after deadbeat brokers
Dec 27, 2013
Too easy for brokers to clean records, lawyers say
Dec 27, 2013
Wealth management helps drive Wells Fargo third quarter
Dec 27, 2013
Out with the old, in with the new in nontraded REIT land
Dec 27, 2013
All's not well as Wells halts REIT offerings
Dec 26, 2013
How the wealthy escape taxes with trusts
Dec 26, 2013
Keep the 'Wolf' at the door
Dec 26, 2013
Big PE firms facing $1B settlement in collusion case
Dec 26, 2013
I passed the CFP exam (but you can't call me a certified financial planner)
Dec 26, 2013
Fidelity to replace Raker with Persaud to run dividend funds
Dec 26, 2013
Is there a “Great Rotation,” Virginia? Yes, sort of…
Dec 26, 2013
BlackRock expands alternatives expansion
Dec 26, 2013
San Diego adviser faces SEC cherry-picking allegation
Dec 26, 2013
Fiduciary proposal seen coming, adviser SRO seen slipping into oblivion
Dec 24, 2013
Making the most of the holiday season
Dec 24, 2013
Strong economic data push 10-year note yield to three-month high
Dec 24, 2013
Why you might want to bail out of your bond fund investments now
Dec 24, 2013
Is the Fed fighting the last war?
Dec 24, 2013
Unloved bull market rally has room to run
Dec 24, 2013
Rising rates could continue to knock high-dividend stocks lower
Dec 24, 2013
Is it time to rethink the price-earnings ratio?
Dec 23, 2013
Predictions for 2014
Dec 23, 2013
The sleigh is loaded up for a Santa rally
Dec 23, 2013
Variable annuity sellers clamp down on payments to existing contracts
Dec 23, 2013
American Funds retools approach to adviser market
Dec 22, 2013
The worst investment of 2013 was...
Dec 21, 2013
As 2008 fades, five-year fund performance shines bright
Dec 20, 2013
Wedbush founder faces bigger penalty, suspension after losing appeal
Dec 20, 2013
Fed set to knock another $10B off its quantitative easing program
Dec 20, 2013
Finra seeks new monitoring system for customer accounts
Dec 20, 2013
The worst investment of 2013 was...
Dec 20, 2013
Hedge funds' secret may lie in luck
Dec 20, 2013
Fund companies, traders under new scrutiny with Volcker rule
Dec 20, 2013
Bull market shows no sign of death with Yellen support
Dec 20, 2013
Yellen says easing to live on until economy picks up
Dec 20, 2013
Prepping Janet Yellen for the hot seat
Dec 20, 2013
Investors still favor cash, BlackRock's Kapito says
Dec 20, 2013
Seinfeld star's adviser Bambi Holzer sued by Finra over Provident deals
Dec 20, 2013
One year on, iShares' Core series clawing back market share for BlackRock
Dec 20, 2013
American Funds to expand sales force aggressively
Dec 20, 2013
American Funds makes push to increase transparency
Dec 20, 2013
BlackRock predicts deeper emerging-markets rout
Dec 20, 2013
Goldman to launch new MLP fund amid yield search
Dec 20, 2013
'Incredible breadth of funds' propels ETPs to incredible year
Dec 19, 2013
Why social media won't work for you
Dec 19, 2013
Hefty tax bills could lurk in failed life insurance policies
Dec 19, 2013
Small can be big in 401(k) plans
Dec 19, 2013
Optimizing tax-loss harvesting
Dec 19, 2013
Gold drops below $1,200 as Fed tapers
Dec 19, 2013
Federal Reserve inspires new confidence in stocks and bonds
Dec 19, 2013
Wall Street broker contests SEC's probe with harassment lawsuit
Dec 19, 2013
LPL adds to its team in Michigan
Dec 19, 2013
Relax, clients don't want to hear from you via Twitter
Dec 19, 2013
BrightScope opens platform, allowing advisers to make changes for free
Dec 19, 2013
J.P. Turner must pay more than $700,000 in restitution to clients
Dec 19, 2013
LPL signs deal with Millennium Trust for rollover leads
Dec 19, 2013
The startup costs of advisers' going solo
Dec 19, 2013
Regulators must rethink LinkedIn lockdown
Dec 19, 2013
LPL Financial is hiking the cost of E&O insurance per rep by $200 in 2014
Dec 19, 2013
LinkedFA reboots as closed platform for advisers
Dec 19, 2013
Gross vs. net production: Managing your margins
Dec 18, 2013
Economic growth put investors into a holiday mood
Dec 18, 2013
Vanguard raked in almost every dollar that went into U.S. equity funds this year
Dec 18, 2013
Treasuries snap advance before Fed announces taper decision
Dec 18, 2013
If you want it, here it is. Come and get it
Dec 18, 2013
Convergent pushes for growth in millionaire market
Dec 18, 2013
New study finds husbands forge stronger relationships with financial advisers
Dec 18, 2013
S&P Indexes is playing the Grinch with its bets on top-performing funds
Dec 18, 2013
Huber succeeds by looking at the little picture
Dec 18, 2013
Pimco's El-Erian says 40% to 60% chance of Fed taper this week
Dec 18, 2013
Dividend ETFs losing luster as rates rise
Dec 18, 2013
Workers pay little attention to 401(k) fee disclosures
Dec 18, 2013
BlackRock's Kapito recommends real assets over pricey stocks
Dec 18, 2013
NFL-approved broker barred by Finra
Dec 18, 2013
Crowdfunding gets entrepreneurs knocking on wealth manager's door
Dec 18, 2013
Parents lose out on 401(k) windfall
Dec 18, 2013
Finra will be in charge of crowdfunding platforms
Dec 18, 2013
Bipartisan Senate group pushes SEC on crowdfunding rules
Dec 18, 2013
SEC accuses Cohen of missing insider trading red flags
Dec 17, 2013
New Detroit bankruptcy plan in the hands of creditors
Dec 17, 2013
Advisers battle to cure clients' 4-year itch
Dec 17, 2013
LPL names president of retirement division
Dec 17, 2013
Five-year fund performance shines bright as financial crisis fades
Dec 17, 2013
Commodity investments set for record outflows
Dec 17, 2013
Stock market rally could climb higher
Dec 17, 2013
UBS sees turnaround in wealth management boosting profit
Dec 17, 2013
S&P has bad news for this year's top-performing funds
Dec 17, 2013
Gold funds face unprecedented slump
Dec 17, 2013
Markets fixate on Fed's final meeting of 2013
Dec 17, 2013
Factoring travel dollars into your retirement
Dec 17, 2013
Supreme Court accepts 401(k) employer stock-drop case
Dec 17, 2013
Factoring travel dollars into financial plans
Dec 17, 2013
Marquee funds start closing the door
Dec 17, 2013
Fed tapering could catch junk bond investors off guard
Dec 17, 2013
Nobel laureate: Everyone should have a financial adviser
Dec 17, 2013
Morgan Stanley's outlook for munis in 2014 isn't pretty
Dec 17, 2013
'Be careful' is T. Rowe Price's advice to investors, advisers
Dec 17, 2013
Fast and Furious and…wealth management?
Dec 17, 2013
DOL seeks high court action on company stock in 401(k)s
Dec 17, 2013
MassMutual 401(k) suit takes litigation into new territory
Dec 17, 2013
Judge dismisses SEC complaint involving UBS Puerto Rico bonds
Dec 17, 2013
Fama's Nobel work shows that active managers are fated to lose
Dec 17, 2013
Oppenheimer's risky bond bets backfire — again
Dec 16, 2013
Note to state legislators: Voters' retirement security is your responsibility, too
Dec 16, 2013
BNY Mellon to sell Wall Street headquarters
Dec 16, 2013
Low volatility strategy looks like a stock, works like a bond
Dec 16, 2013
Social Security's rearview mirror: Retroactive benefits
Dec 16, 2013
Tax break for repaying Social Security benefits
Dec 16, 2013
Fidelity undercuts Vanguard's target date funds
Dec 16, 2013
Last-minute scramble to save on taxes: A couple oldies-but-goodies and a few interesting new ideas
Dec 16, 2013
How to hedge bets when claiming Social Security
Dec 16, 2013
Vanguard: Look overseas to lower interest rate risk
Dec 16, 2013
Third quarter lifts insurers' VA businesses
Dec 16, 2013
Largest long-term-care insurance sellers go after premium increases
Dec 16, 2013
Group ignites debate on retirement plan benefits for same-sex couples
Dec 16, 2013
Clearing up the confusion over survivor benefits
Dec 16, 2013
Wait for it: Advisers to small plans gird for DOMA aftermath
Dec 16, 2013
DOMA ruling dramatically changes financial planning for same-sex couples
Dec 16, 2013
For gay couples and their advisers, high court ruling changes everything
Dec 15, 2013
SEC actions down in fiscal 2013 but sanctions up
Dec 15, 2013
Bill to fund exams should get full hearing
Dec 15, 2013
Advisers pick their poison with UL policies
Dec 15, 2013
Smart advisers, smart machines
Dec 15, 2013
Financial first aid for the medical profession
Dec 15, 2013
Advisers need to boost knowledge of Social Security
Dec 15, 2013
Advisers who specialize in a profession are invaluable
Dec 15, 2013
Providing financial wisdom for the academic crowd
Dec 15, 2013
Adviser military backgrounds can earn veteran clients' trust
Dec 15, 2013
Keep your eyes on the calendar
Dec 14, 2013
The 2014 contrarian investment tour, from rupees to copper
Dec 13, 2013
Congressman scammed
Dec 13, 2013
It's not too late to get into stocks, Wells Fargo says
Dec 13, 2013
Finra board eyes raising arb fees to increase arbitrator pay
Dec 13, 2013
Anybody can have a blog but not everybody should
Dec 13, 2013
Conquer social media – it's like falling off a blog
Dec 13, 2013
New retirement income designation attracts thousands of advisers
Dec 13, 2013
4 simple questions to ensure you're keeping pace with the industry
Dec 13, 2013
The 'why' and 'how' of blogging
Dec 13, 2013
International Paper to pay $30M to settle 401(k) lawsuit
Dec 13, 2013
Ritholtz, Brown launch RIA
Dec 13, 2013
Finra board to tackle broker comp rule next week
Dec 13, 2013
New Finra rules could help brokers clear records in certain cases
Dec 13, 2013
The trick of Social Security in first year of retirement
Dec 12, 2013
Small brokerages hit with 'exorbitant' e-mail storage costs
Dec 12, 2013
ING wins fixed-annuity deal as Allstate narrows focus
Dec 12, 2013
Fidelity's feverish fee cuts a bid to cure market share woes
Dec 12, 2013
Finra votes to bump arbitrators' pay by 50%
Dec 12, 2013
Driver in celebrity death crash was Merrill Lynch adviser
Dec 12, 2013
Firms work to make the most of their young advisers
Dec 12, 2013
Adviser collaborates with rivals to build brand
Dec 12, 2013
Four tech trends drive Charles Schwab Advisor Services platform upgrades
Dec 12, 2013
Advisory panel calls on SEC to move fiduciary duty to front burner
Dec 12, 2013
It's an Indian summer for ETFs
Dec 12, 2013
SIFMA vows to put customers first
Dec 12, 2013
Commission-free ETFs a big hit with RIAs
Dec 12, 2013
No end in sight for muni bond malaise
Dec 12, 2013
Vanguard threatens to ground pilots from making 401(k) trades
Dec 12, 2013
Financial fraud is rampant but most people can't spot it: Survey
Dec 12, 2013
Group floats new performance standards for retail advisers, CFA Institute pushes back
Dec 12, 2013
Alts require due diligence
Dec 12, 2013
Fiduciary duty boosts revenue, not compliance costs: FPC
Dec 11, 2013
Pershing adds Signix digital signature technology to NetX360 platform
Dec 11, 2013
Longtime Vanguard portfolio manager Granahan set to step back
Dec 11, 2013
Why it's not too late to ride the equity bull market
Dec 11, 2013
Savant Capital acquires Northern Illinois RIA
Dec 11, 2013
Wealth Enhancement Group moves into Chicago area
Dec 11, 2013
Dodd and Frank reunite, take advisers behind the scenes of landmark legislation
Dec 11, 2013
Ready or not? Surveys conflict on Americans' retirement preparedness
Dec 11, 2013
Fact of life: Funds come and go but advisers can't lose track
Dec 11, 2013
Why wirehouse advisers should become an RIA
Dec 11, 2013
Double, double, toil and trouble. Treasuries burn and markets bubble.
Dec 11, 2013
Independent RIAs represent only growing sector in financial advice
Dec 11, 2013
Facing the succession planning crisis
Dec 11, 2013
How adviser salaries stack up
Dec 11, 2013
As RIAs grow, more hiring chief operating officers to manage their firms
Dec 11, 2013
10 signs a firm needs a COO
Dec 11, 2013
Serve emerging clients with emerging planners
Dec 11, 2013
The money illusion: Are you being boiled alive?
Dec 11, 2013
How financial advisers can stay ahead of the competition
Dec 11, 2013
Market driven by 'grand superstition'
Dec 11, 2013
Develop better plans for clients with an eye on behavioral biases, experts say
Dec 11, 2013
CFP Board doubles down on 'fee-only' definition
Dec 11, 2013
Southern California RIA looks to acquire
Dec 11, 2013
NAPFA expects workable fee-only definition from CFP Board in next couple weeks
Dec 11, 2013
Two RIAs combine to create $3 billion firm
Dec 11, 2013
What's the greatest value an adviser offers?
Dec 11, 2013
Specialized IBD to take on 50 reps and advisers from Veritrust
Dec 11, 2013
Not too late to hop on stocks, says RidgeWorth's Sansoterra
Dec 10, 2013
Big banks feel the heat from religious investor groups
Dec 10, 2013
Chuck Schwab: Pioneer, innovator, procrastinator
Dec 10, 2013
Good news for stocks: Economic recovery taking hold
Dec 10, 2013
Going public
Dec 10, 2013
Whistle-blower tries to shed light on private-equity transaction fees
Dec 10, 2013
The Dow is getting dicey at levels reminiscent of 2000, 2007 peaks
Dec 10, 2013
Funds come and go but investors can't lose track
Dec 10, 2013
House approves bill to ease SEC registration for private-equity advisers
Dec 10, 2013
Advisers whipped by new website projects
Dec 10, 2013
Pershing integrates third-party tech into NetX360 adviser platform
Dec 10, 2013
Merrill grapples with 'the elephant in the room'
Dec 10, 2013
SEC's White to increase RIA exams significantly
Dec 10, 2013
Advisers optimistic, but expect new technologies will change advice business
Dec 10, 2013
SEC examiners 'are gunning for you'
Dec 10, 2013
Wealthbase launch brings advisers online to fight robo-threat
Dec 10, 2013
Take Five: Carolyn McClanahan on health exchanges
Dec 10, 2013
Lessons learned in the ETF graveyard
Dec 10, 2013
Web traffic slows access to health insurance exchanges
Dec 10, 2013
Fidelity, Schwab, other big firms call for money fund reform rethink
Dec 10, 2013
Schwab pushing fee-based programs
Dec 09, 2013
File-and-suspend strategy works for singles, too
Dec 09, 2013
Senators seek more retirement plan pop
Dec 09, 2013
Julius Baer absorbs Merrill wealth units in Lebanon, Bahrain and the United Arab Emirates
Dec 09, 2013
Platinum teams up with Focus Partners to train advisers
Dec 09, 2013
Oppenheimer's head muni bond trader suspended
Dec 09, 2013
5 tech trends at indie B-Ds
Dec 08, 2013
Doubling down on rehabilitating former convicts
Dec 08, 2013
Paranormal markets: A stocks paradox
Dec 08, 2013
Broker who took the bull by the horns
Dec 08, 2013
In financial services regulation, less is often much more
Dec 08, 2013
3 wirehouses raise stakes to court rich
Dec 08, 2013
Duty on company stock needs clarity
Dec 08, 2013
Is age 70 the new 65 for retirement?
Dec 08, 2013
Financial advice for all is a costly endeavor
Dec 06, 2013
iShares plans interest-rate-hedged ETFs
Dec 06, 2013
Primerica B-D winning arbitrations on public pension plans
Dec 06, 2013
U.S. finally a growth economy again
Dec 06, 2013
'Tis the year without volatility
Dec 06, 2013
Pimco's El-Erian expects 3% global expansion in 2014
Dec 06, 2013
For true tech success, advisers must focus on process
Dec 06, 2013
UBS pegs Puerto Rican bet at $41 million
Dec 06, 2013
Technology horror stories
Dec 06, 2013
Build versus buy, that is the technology question
Dec 05, 2013
Warning: 4% withdrawal rate unrealistic for retirement
Dec 05, 2013
529 college savings plans graduate
Dec 05, 2013
Legendary investor Buffett's market-beating skills revealed
Dec 05, 2013
Nobel laureate: Everyone should have a financial adviser
Dec 05, 2013
Designing your atmosphere on social media
Dec 05, 2013
Gross to run Pimco unconstrained fund as Dialynas takes sabbatical
Dec 05, 2013
Why Joe Duran hates the word 'roll-up'
Dec 05, 2013
Sometimes life is not fair – and neither is Social Security
Dec 05, 2013
Former Fed chief Greenspan sees no bubble in Dow 16,000
Dec 05, 2013
Self-employed clients still need to save
Dec 05, 2013
Consumer group cautious about expanding definition of accredited investor
Dec 05, 2013
How 'smart beta' ETFs turned closet indexing into a winner
Dec 05, 2013
Having the alternatives talk with clients
Dec 05, 2013
SEC OKs rule requiring muni advisers to register
Dec 05, 2013
Changes expected as Finra weighs controversial broker-comp rule
Dec 05, 2013
Fidelity opens mobile check deposits to advisers, B-Ds
Dec 05, 2013
Unfinished business: Money fund reform lurks in wake of financial crisis
Dec 05, 2013
Plan for college at each stage of a child's life
Dec 05, 2013
Cogent: Two-thirds of industry compensation to be fee-based by 2015
Dec 05, 2013
Alts key to de-risking 529 plans: J.P. Morgan
Dec 04, 2013
Two vie in runoff for Finra small firm advisory board
Dec 04, 2013
All eyes focused on the last jobs report of '13
Dec 04, 2013
Ready or not? Here comes retirement
Dec 04, 2013
BofA settles municipal derivatives-rigging claims
Dec 04, 2013
Time to prepare for sharp decline in pension benefits
Dec 04, 2013
Market surge means strong year for charitable giving
Dec 04, 2013
Advisers help clients prepare for sharp decline in pension benefits
Dec 04, 2013
Look out below: T. Rowe Price warns of correction in the New Year
Dec 04, 2013
LPL CEO Mark Casady's Twitter photo proves he's ducking the razor
Dec 04, 2013
Higher rates can blunt long-term-care errors, Genworth CEO says
Dec 04, 2013
UBS targets African wealthy
Dec 04, 2013
Serving the high-anxiety client
Dec 04, 2013
Ketchum latest to urge brokers to embrace fiduciary duty
Dec 04, 2013
Fidelity late but not too late with new ETFs
Dec 04, 2013
The three phases of breaking away
Dec 04, 2013
On social media, can wirehouses, regional broker-dealers catch RIAs?
Dec 04, 2013
Popular planning software aims to streamline financial plan creation
Dec 04, 2013
Getting the biggest technology bang for your bucks
Dec 03, 2013
3 ways to bring people to your blog
Dec 03, 2013
A sharp eye on company risk
Dec 03, 2013
How long must you be married to collect Social Security on your spouse?
Dec 03, 2013
Getting into the market on the cheap
Dec 03, 2013
Grab your gains and hold on tight – at least till New Year's
Dec 03, 2013
Grab your gains and hold on tight – at least till New Year's
Dec 03, 2013
Bull market shows no sign of death
Dec 03, 2013
Morgan Stanley's Lynch pays premium for growth
Dec 03, 2013
Clients may balk, but it's time to re-balance portfolios
Dec 03, 2013
Economic underpinnings strengthen as stocks climb
Dec 03, 2013
New 3.8% surtax means new tax strategies for business owners
Dec 03, 2013
Gross raises government debt holdings in flagship fund
Dec 03, 2013
Measuring the metrics that matter in the RIA world
Dec 03, 2013
$247B Pimco Total Return knocked off its perch as biggest mutual fund
Dec 03, 2013
After absorbing Morgan Keegan, Raymond James will focus on recruiting
Dec 03, 2013
State regulators see uptick in actions against RIAs
Dec 03, 2013
Vanguard to pay short-term capital gains on money market funds
Dec 03, 2013
Munis extend biggest rally since April
Dec 03, 2013
Investing in Detroit: Brilliant or crazy?
Dec 02, 2013
Yellen Senate confirmation delayed until January
Dec 02, 2013
Signs of a 5% correction on the horizon?
Dec 02, 2013
Ditherers
Dec 02, 2013
Markets are poised for 'Santa rally' and 'January effect'
Dec 02, 2013
As investors buy, managers sock away cash
Dec 02, 2013
Fracking: Investment opportunity with plenty of risk
Dec 02, 2013
How to get clients to retire in (21st-century) style
Dec 02, 2013
Global markets riding high on the 'Yellen effect'
Dec 02, 2013
Social Security's 50 shades of gray
Dec 02, 2013
SEC to release crowdfunding rule easing investor verification
Dec 02, 2013
SEC aims to cut information overload in filings
Dec 02, 2013
Spend more to make more
Dec 02, 2013
Strong market drives adviser assets sharply higher
Dec 02, 2013
NaviPlan gets a new look
Dec 02, 2013
Mobile addition to Zywave's Advisor Briefcase
Dec 01, 2013
'Tis the year without volatility
Dec 01, 2013
Mapping out next year's game plan
Dec 01, 2013
Letters to the editor
Dec 01, 2013
How advisers can stand out in the sea of sameness
Dec 01, 2013
Young advisers can teach a thing or two
Dec 01, 2013
Grooming heirs is a continuous process
Dec 01, 2013
IN Voices
Dec 01, 2013
Consider climate change and the forecast for commodities
Dec 01, 2013
Innovation drives results
Dec 01, 2013
When hiring, consider what NextGen wants
Dec 01, 2013
Millennials want mentoring, expert says
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