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Site Map for February 2016
Date
Title
Feb 29, 2016
SEC proposes rule to require business continuity plans for advisers
Feb 29, 2016
MetLife wins court ruling to remove 'too big to fail' label
Feb 29, 2016
What boomer advisers should do when their successors get impatient
Feb 29, 2016
BNY Mellon agrees to pay Massachusetts $3 million over computer glitch
Feb 29, 2016
Allianz's El-Erian: What markets need from Friday's U.S. jobs report
Feb 29, 2016
3 ways for advisers to prepare for growth in the next decade
Feb 29, 2016
A financial adviser's favor and an odd research note that took down a $7B Ponzi scheme
Feb 29, 2016
Aequitas meltdown underscores the importance of due diligence, caution
Feb 29, 2016
Why indexed annuities eventually could outsell the variable variety
Feb 29, 2016
Microsoft killing support for older Internet Explorer spells trouble for advisers
Feb 29, 2016
Qualified charitable distributions not always the best way to give
Feb 29, 2016
Is your 529 college plan one of the four with Morningstar gold?
Feb 29, 2016
Advisers still aren't taking advantage of the opportunities, benefits 529s can provide clients
Feb 29, 2016
The latest 529 college savings plan data
Feb 28, 2016
Hosting radio shows helps advisers attract clients
Feb 28, 2016
On guard against inflation
Feb 26, 2016
U.S. stocks rise with emerging markets
Feb 26, 2016
Hedging the risk of Congress going after Roth retirement accounts
Feb 26, 2016
Rising home prices put a damper on aspirational online real estate searches
Feb 26, 2016
'Big Short' professor's fund swells in past year
Feb 26, 2016
Wealthfront, staying true to robo roots, faces uphill battle in race for assets
Feb 26, 2016
The best strategy for this stock market is to own what hedge funds don't
Feb 26, 2016
Social Security issues new guidelines for popular file-and-suspend strategy
Feb 26, 2016
Tech stocks for dividends no longer a joke
Feb 26, 2016
SEC redesigns adviser website to help investors research brokers
Feb 26, 2016
BrokerCheck to post firings in three days instead of 15
Feb 25, 2016
Tiedemann Wealth Management and Presidio Capital Advisors merge in large RIA deal
Feb 25, 2016
Advisers leave Wells Fargo to create $4.5 billion RIA firm GYL Financial
Feb 25, 2016
Betterment incorporates external accounts onto its client and adviser platform
Feb 25, 2016
It's easy to become a financial adviser
Feb 25, 2016
Couple files Finra arbitration claim against Morgan Stanley in connection with energy investment
Feb 25, 2016
What RIAs can learn from Southwest Airlines
Feb 25, 2016
Why it's more difficult than ever to trust financial advisers
Feb 25, 2016
Just in time for March Madness, SEC to launch ads promoting adviser background checks
Feb 25, 2016
Fidelity suspends MetLife annuity sales as insurer mulls breakup
Feb 25, 2016
Boost in SEC examiners to enable closer scrutiny of RIAs
Feb 25, 2016
MetLife weighs spinoff of domestic retail business as CEO seeks less oversight
Feb 25, 2016
Big data ushers in the predictive future
Feb 24, 2016
Wedbush fined $675,000 by Finra and Nasdaq for leveraged ETF trading snafus
Feb 24, 2016
SEC nominee Peirce concerned about agency's lack of input on DOL fiduciary
Feb 24, 2016
Ex-JPMorgan broker gets five years for gambling funds away
Feb 24, 2016
Too much gold in your investment portfolio can reduce performance
Feb 24, 2016
For financial advisers, communicating value starts first with knowing what's valued
Feb 24, 2016
Financial Engines plans insurance, health care advice for 401(k) participants
Feb 24, 2016
Rob Arnott puts a smart-beta bet on value over 'quality' stocks
Feb 24, 2016
Emerging market debt is starting to look like a sweet deal
Feb 24, 2016
Look for these traits in millennials to find your next millionaire clients
Feb 24, 2016
ETFs expose high-yield divide
Feb 24, 2016
Keeping mutual fund cash in perspective
Feb 24, 2016
How to handle return-hungry clients' portfolios during upticks in volatility
Feb 24, 2016
Why Vanguard is about to engulf the financial planning industry
Feb 24, 2016
Too many robos crowding the market?
Feb 23, 2016
Pokemon Go demonstrates a growing trend, even for financial advisers
Feb 23, 2016
After record year, Pershing Advisor Solutions expects to add up to $15B in new assets in 2016
Feb 23, 2016
How employment affects Social Security
Feb 23, 2016
MassMutual to acquire MetLife adviser network for $300 million
Feb 23, 2016
How employment affects Social Security
Feb 23, 2016
How should retirement plans pay their 401(k) fees?
Feb 23, 2016
Top fund managers can't catch a break
Feb 23, 2016
Betterment, rivals tap into wide open 401(k) market for robos
Feb 23, 2016
Bank of America Merrill Lynch increases adviser headcount 3% in 2015
Feb 22, 2016
What Gene Wilder's death can teach you about estate planning
Feb 22, 2016
Hiding Alzheimer's, like Gene Wilder did, is natural, so prepare for it with all clients
Feb 22, 2016
U.S. stocks rise for second day
Feb 22, 2016
How much confidence do you have in your retirement?
Feb 22, 2016
Most Americans earmark tax refunds for savings, debt
Feb 22, 2016
Ex-Deutsche Bank analyst banned over rating at odds with opinion
Feb 22, 2016
Finra cracks down on firms for missing discounts on UIT sales
Feb 22, 2016
How the 2016 presidential candidates stack up with advisers
Feb 22, 2016
Donald Trump presidency improbable, not impossible
Feb 22, 2016
Advisers shy away from LTC insurance dialogue: Study
Feb 21, 2016
Nationwide, AIG see huge gains in fixed indexed annuity sales; Allianz and Security Benefit flounder
Feb 21, 2016
MassMutual enters long-term distribution deal for MetLife fixed indexed annuities
Feb 21, 2016
Money manager's mea culpa cost him nearly $1 million
Feb 21, 2016
BlackRock: Bond investors are underestimating Fed
Feb 21, 2016
Fixed indexed annuities continue their surge with record sales year
Feb 21, 2016
Distinguishing tax efficiency from after-tax returns
Feb 21, 2016
Global shares rally with crude
Feb 19, 2016
Leon Cooperman's Omega Advisors said to get Wells notice
Feb 19, 2016
How the U.S. government inadvertently launched the ETF industry
Feb 19, 2016
New association forms to represent mid-sized broker-dealers
Feb 19, 2016
Social Security issues new file-and-suspend guidelines
Feb 19, 2016
Stock market selloff won't stop baby boomers from retiring
Feb 19, 2016
Why 2016 could be the year of multifactor ETFs
Feb 19, 2016
Voya lowers caps, participation rates on indexed universal life policies
Feb 19, 2016
SEC nominations could stall amid partisan warfare over Supreme Court vacancy
Feb 19, 2016
Market volatility signals it's time to take another look at Roth conversions
Feb 19, 2016
Track dates to save clients from new, big IRS fees
Feb 19, 2016
United Capital adds two firms, $370 million in AUM
Feb 18, 2016
Aequitas Capital alts platform implodes, while investors and advisers are kept in the dark
Feb 18, 2016
Junk-bond liquidity is nearing a tipping point
Feb 18, 2016
Behavioral finance: Finance for normal people
Feb 18, 2016
Dislocations give alt funds a chance to shine
Feb 18, 2016
Poll: Why advisers vote for Donald Trump
Feb 18, 2016
Tumultuous stock market puts spotlight on liquid alternative mutual funds
Feb 18, 2016
Just how much is Hillary Clinton raking in from Wall Street, and what does it mean for advisers?
Feb 18, 2016
Putting ETF liquidity concerns in perspective
Feb 18, 2016
Recent class-action surge ups the ante for 401(k) advice
Feb 18, 2016
The rise of Trump, and what it means for markets and advisers
Feb 18, 2016
Texas REIT provides new details on charges that it is the victim of short sellers
Feb 17, 2016
SEC set to reform administrative law process
Feb 17, 2016
The largest variable annuity providers
Feb 17, 2016
RetireUp drags and drops annuities into retirement income planning
Feb 17, 2016
Some funds are just plain contrary
Feb 17, 2016
Riskalyze brings advisers automated client checkups during market volatility
Feb 17, 2016
Social Security Administration releases details of rule on new spousal benefits claiming strategy
Feb 17, 2016
New rules for indexed universal life insurance underscore due diligence concerns
Feb 17, 2016
For some advisers, money not motivating factor to go independent
Feb 17, 2016
Help clients stomach scary market headlines, or pay the price
Feb 17, 2016
How retirement coaching can add value to your practice
Feb 17, 2016
SEC loses another case over the use of in-house judges
Feb 16, 2016
Fed minutes, oil drive stocks higher
Feb 16, 2016
Stocks rally with oil as risk assets rebound
Feb 16, 2016
Wells Fargo sees U.S. election year hurting equities
Feb 16, 2016
Bank stocks bounce hard
Feb 16, 2016
4 adviser recruiting predictions for the year ahead
Feb 14, 2016
Doing the math on RIA exams
Feb 14, 2016
Embrace the robo-adviser disruption
Feb 12, 2016
Financial planning tips for blended families
Feb 12, 2016
Sen. Warren, Rep. Cummings accuse financial industry of crying wolf on DOL fiduciary
Feb 12, 2016
U.S. stocks join global slide as financials lead selloff
Feb 12, 2016
The coming wave of adviser technology convergence
Feb 12, 2016
65 and broke: Student loan debt isn't just a young person's problem
Feb 12, 2016
Sheryl Garrett on the importance of making impartial financial advice accessible to all
Feb 12, 2016
From the C Suite with Janney's Timothy Scheve: Patience really is a virtue
Feb 12, 2016
From the C Suite with Baird's CEO Paul Purcell: Incentivize people and give them space to run
Feb 11, 2016
World's best REIT hands Fortress 700% gain on Japan bets after tsunami
Feb 11, 2016
Once upon a time, there came a negative rate...
Feb 11, 2016
Madoff gives two thumbs down to the miniseries about his crimes
Feb 11, 2016
U.S. stocks rise amid post-holiday catch-up
Feb 11, 2016
Where and how Bernie Sanders wants to hit Wall Street
Feb 11, 2016
Planning implications of Obama's budget in one simple chart
Feb 11, 2016
Stock market selloff triggers a new gold rush
Feb 11, 2016
How competent is your tax preparer?
Feb 11, 2016
Adjusting Social Security claiming strategies for new rules
Feb 11, 2016
Brokers concerned that senior abuse concerns could lead to costly regulation
Feb 11, 2016
LPL reshuffles management duties with an eye on recruiting
Feb 11, 2016
W.P. Carey exploring a breakup
Feb 10, 2016
Searching for the perfect investment is counterproductive for clients
Feb 10, 2016
U.S. stocks decline as oil rout resumes
Feb 10, 2016
What stocks big investors are buying, or not
Feb 10, 2016
Advizr offers advisers' clients access to interactive financial planning
Feb 10, 2016
U.S. stocks halt 5-day slide amid oil rally
Feb 10, 2016
Stock buyback programs become the next best hope for stocks
Feb 10, 2016
What is keeping fund investors surprisingly calm?
Feb 10, 2016
Adviser groups step up lobbying as DOL rule nears completion
Feb 10, 2016
Bill Gross asks Yellen, central bankers: 'How's it workin' for ya?'
Feb 10, 2016
Clarify what diversification really means, and why it matters
Feb 10, 2016
New bill aims to ease access to online accounts after client's death
Feb 10, 2016
David Bowie's estate should serve as a lesson for everyone
Feb 10, 2016
Why having a trust plan is essential for all investors
Feb 09, 2016
SEC to boost Finra oversight as self-regulator takes bigger role in broker exams
Feb 09, 2016
Financial adviser lessons from a Twisted Sister
Feb 09, 2016
W.P. Carey CEO exits as company undergoes strategic review
Feb 09, 2016
Barack Obama views the economy through rose-colored glasses
Feb 09, 2016
Americans have a hard time shaking their credit card addictions
Feb 09, 2016
America's earnings recession is getting ugly
Feb 09, 2016
TD takes integration approach on robo-strategy over acquisition
Feb 09, 2016
Bear market ahead? Here's what to expect
Feb 08, 2016
Some local Social Security Administration offices refuse to process benefit applications
Feb 08, 2016
Some local Social Security Administration offices refuse to process benefit applications
Feb 08, 2016
Merrill Lynch launches Social Security claiming tool
Feb 08, 2016
Wall Street strategists cutting bait on their 2016 market predictions
Feb 08, 2016
Reach out to clients during volatility or others will
Feb 08, 2016
Bond markets underestimating the Fed, Goldman and Pimco warn
Feb 08, 2016
New bill would provide universal retirement coverage for U.S. workers
Feb 08, 2016
You may not be hiring the right position for growth
Feb 08, 2016
Are your clients using the wrong account to save for retirement?
Feb 08, 2016
Lessons in leadership for advisers from 'Game of Thrones'
Feb 08, 2016
How to calculate a fair salary for a new hire
Feb 07, 2016
Global stocks extend drop with oil
Feb 07, 2016
Owner of Westminster's winning dog to see big return on investment
Feb 07, 2016
Owner of Westminster's winning dog to see cash back
Feb 07, 2016
High-yield bonds lose their appeal amid ratings downgrades
Feb 07, 2016
Advisers, new pensions have holes to fill
Feb 07, 2016
Industry needs to rid itself of misleading labels
Feb 07, 2016
Edward Jones' success may lead to trouble
Feb 07, 2016
SEC takes steps to avoid Madoff sequel
Feb 05, 2016
Stocks retreat on deepening anxiety over global economy
Feb 05, 2016
Ask the Adviser: Why should I insure my home for more than I can sell it for?
Feb 05, 2016
TD Veo One dashboard expected in fall
Feb 05, 2016
RBC partners with BlackRock's FutureAdvisor for robo-adviser pilot program
Feb 05, 2016
Investing in a rising-rate environment
Feb 05, 2016
Finra orders Barclays Capital to pay $13.75M over mutual fund sales
Feb 05, 2016
What advisers need to know about popular long-term-care products
Feb 05, 2016
Finra sanctions a dozen IBDs $6.7 million for breakpoint snafus
Feb 05, 2016
Finra fines six IBDs for failing to give discounts on large REIT sales
Feb 04, 2016
How to manage tax-efficient drawdowns in retirement
Feb 04, 2016
The biggest drawbacks of the retail robo-advisers
Feb 04, 2016
Pershing names Hardwick COO as Dolly steps into CEO role
Feb 04, 2016
Obama proposes curbs to retirement-savings tax incentives for wealthy, heirs
Feb 04, 2016
Yellen to balance confidence with caution in testimony
Feb 04, 2016
Legislative efforts to stop DOL fiduciary rule destined to fail, ERISA attorney says
Feb 04, 2016
TD Ameritrade to acquire FA Insight for big data
Feb 04, 2016
Advisers need to bone up on DOL fiduciary
Feb 04, 2016
Senators introduce three bills to stop DOL fiduciary rule
Feb 04, 2016
Two bills to stop DOL fiduciary rule advance in House
Feb 04, 2016
Retirement income hit with highest effective tax rates
Feb 04, 2016
What robo-advisers do right
Feb 04, 2016
Independent broker-dealers prepare for the reality of the DOL fiduciary rule
Feb 04, 2016
DOL fiduciary rule could take $2.4 billion bite out of financial services industry
Feb 04, 2016
5 adviser tech trends that will define 2016
Feb 04, 2016
Advisers: Luke Skywalker you are not, Yoda you must be
Feb 04, 2016
Apollo, Schorsch's AR Capital call off $378M deal
Feb 03, 2016
Social Security details new rules on claiming strategies
Feb 03, 2016
U.S. stocks rise amid dovish Yellen
Feb 03, 2016
Survey: African-American investors optimistic
Feb 03, 2016
How much money is your spouse hiding from you?
Feb 03, 2016
BlackRock's Fink says 400 energy companies may not survive cheap oil
Feb 03, 2016
ETF launches test the limits of creativity and logic
Feb 03, 2016
CRM software is old-school but still a trouble spot for many advisers
Feb 03, 2016
Bill Gross says investors should protect investments, not search for higher returns
Feb 03, 2016
SEC's White says private placement fundraising booming, but fraud is not
Feb 02, 2016
The rich already use robo-advisers, and that scares banks
Feb 02, 2016
China widely misunderstood, Rothman says
Feb 02, 2016
UBS U.S. wealth management: more advisers, less earnings
Feb 02, 2016
The short list of those who could succeed Ketchum at Finra
Feb 02, 2016
Finra restitution to investors triples to $96.2 million in 2015
Feb 02, 2016
Labor Department's fiduciary rule survives challenge
Feb 02, 2016
Seniors a 'bulls-eye' for scams uncovered by the states
Feb 01, 2016
BlackRock joins $46 billion Japan pullout
Feb 01, 2016
Druckenmiller backs Kasich as best bet to beat Hillary Clinton
Feb 01, 2016
Adviser groups, financial firms keep cash flowing to congressional candidates
Feb 01, 2016
These days, running for president means talking tough about Wall Street reform
Feb 01, 2016
Muni bond funds providing shelter from global market mayhem
Feb 01, 2016
How to best adjust your plans to new Social Security claiming strategies
Feb 01, 2016
Wall Street money flows toward Marco Rubio, Hillary Clinton
Feb 01, 2016
Fine-tuning the emerging markets
Feb 01, 2016
Advisers cast their vote on who should be the next president
Feb 01, 2016
Jeffrey Gundlach says the Fed is off the mark
Feb 01, 2016
Madoff victims get early holiday gift with $1.1M checks
Feb 01, 2016
How to tell a financial adviser from a scam artist
Feb 01, 2016
SEC fines RIA $2.8 million and bars owner in 'Madoff of Main Street' case
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