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LPL to open tech center in Austin, Texas
BROKER DEALERS MAY 13, 2020
LPL to open tech center in Austin, Texas

Firm is looking to hire now before site is completed

iCapital Network boosts access to alts with acquisition of rival Artivest
ALTERNATIVES MAY 13, 2020
iCapital Network boosts access to alts with acquisition of rival Artivest

The tech provider takes over the management of 28 proprietary alternative investment funds and the Open Network platform

Building your team while working remotely
OPINION MAY 13, 2020
Building your team while working remotely

The more you can do to engage with your staff, the more connected they'll feel

Robo-adviser TradingFront launches on Interactive Brokers
FINTECH MAY 13, 2020
Robo-adviser TradingFront launches on Interactive Brokers

The robo-adviser is designed to serve small to midsize independent advisers at an attractive price point

Fiduciary lessons from COVID-19 crisis
OPINION MAY 13, 2020
Fiduciary lessons from COVID-19 crisis

The handling of the pandemic provides plenty of examples of how to build (or lose) client trust

Morgan Stanley hit with $5 million penalty for misleading clients in wrap account program
PRACTICE MANAGEMENT MAY 12, 2020
Morgan Stanley hit with $5 million penalty for misleading clients in wrap account program

The SEC charged the wirehouse with not fully disclosing fees for five years

Two Wells Fargo FiNet reps managing $315 million move to LPL
BROKER DEALERS MAY 12, 2020
Two Wells Fargo FiNet reps managing $315 million move to LPL

Brian Wall and Joe Nastasi will merge their practices in the Kansas City, Mo., area

Portfolio management platform Vise lands $14.5 million in funding
FINTECH MAY 12, 2020
Portfolio management platform Vise lands $14.5 million in funding

Its tool is already available on the Charles Schwab and TD Ameritrade Institutional platforms

Last chance to participate in InvestmentNews' 2020 Adviser Benchmarking Survey
PRACTICE MANAGEMENT MAY 11, 2020
Last chance to participate in InvestmentNews' 2020 Adviser Benchmarking Survey

Those who take the survey will get free copies of two studies, as well as other perks

Help clients make wise medical choices in light of COVID-19
OPINION MAY 11, 2020
Help clients make wise medical choices in light of COVID-19

Encourage your clients to complete or update their advance directives, including living wills and health care powers of attorney

I’m listening
PRACTICE MANAGEMENT MAY 10, 2020
I’m listening

I come to you, our readers, seeking your feedback

Pandemic means changes for advisers' firms and their clients
OPINION MAY 10, 2020
Pandemic means changes for advisers' firms and their clients

Advisers are likely to face many discomforting discussions as the new economic and market reality unfolds

Schwab acquires Motif’s technology to push deeper into ESG investing
FINTECH MAY 08, 2020
Schwab acquires Motif’s technology to push deeper into ESG investing

The purchase will help the discount brokerage develop thematic and direct indexing for clients

Advisers turned to active management, rebalanced during downturn: Fidelity
PRACTICE MANAGEMENT MAY 08, 2020
Advisers turned to active management, rebalanced during downturn: Fidelity

Passive management and cash took a back seat to actively managed stock and bond strategies

10 IBDs with the most female reps
BROKER DEALERS MAY 07, 2020
10 IBDs with the most female reps

These independent broker-dealers have the highest percentages of female producing reps

Communicating what’s really important
OPINION MAY 07, 2020
Communicating what’s really important

Far too often, advisers think that communicating means they need to do the talking; instead, they need to do the listening

Teach your clients to manage their cash flow
OPINION MAY 07, 2020
Teach your clients to manage their cash flow

Helping them understand when their choices will affect their long-term plans is the surest way to help them reach their goals

FPA teams with TD Ameritrade to launch 'virtual externship' program
FINTECH MAY 06, 2020
FPA teams with TD Ameritrade to launch 'virtual externship' program

The eight-week program promises to connect financial planning interns with mentors from across the country

Franklin Templeton buys AdvisorEngine
RIAS MAY 06, 2020
Franklin Templeton buys AdvisorEngine

The digital wealth management platform had been up for sale since January

Financial services embraces technology in adapting to remote work
FINTECH MAY 06, 2020
Financial services embraces technology in adapting to remote work

Some firms said they will never go back to the way things were before the pandemic