Addition of Laura Nagle's practice will bring total AUM to $510 million
Private equity firm adds Maine-based compliance and distribution consultants
Family medical and bereavement leave is the next frontier, and one company's foray into it could prompt others to follow.
The firm also addressed the recent departures of groups managing about $2 billion in brokerage assets — including star adviser Ron Carson — on its earnings call.
Agency said it recruited 945 arbitrators in 2016, and that 33% were women and 14% African American. But reform advocates seek broader changes, such as with the expungement process and notice of unpaid awards.
Familiar financial giants are doing well attracting investor assets on digital platforms
Study finds worker happiness declines, stress increases after first-year honeymoon
Buyers may find that the path to acquiring the scale they want is much more achievable than they thought.
Firms would be better off with shorter, more frequent sessions for employeees
It's important to know how to evaluate fund strategies to determine whether managers embody skill, conviction, opportunity and patience.
Fintech firm will make the Marstone digital-advice platform available to the 13,000 financial institutions it works with.
'Coinage' 90-second videos will run on 22 company sites, explaining investing and saving.
Client data-gathering tool also links with Redtail and LaserApp
Not all digital advice platforms are created equal. But which one ultimately serves your clients best will take a bit more time to tease out.
President Trump's decision to halt the DOL fiduciary rule drew mixed reactions from industry professionals.
Divorce distribution and management fees
Producers from Wells, Morgan Stanley managed $1 billion.
Pool of available talent can't meet demand, analysis finds.
