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Young advisors welcome AI, but regulatory concerns restrict its use
FINTECH NOV 29, 2023
Young advisors welcome AI, but regulatory concerns restrict its use

'We all have too much to lose in reputation,' warns one CEO. 'It’s not worth it.'

Holistic wealth management starts with transition services
OPINION NOV 29, 2023
Holistic wealth management starts with transition services

Attending to advisor well-being, starting with onboarding, helps advisors weather the inevitable storms that come with managing other people’s money in an unpredictable world.

Intelligent charitable planning: The next big thing in wealth
OPINION NOV 29, 2023
Intelligent charitable planning: The next big thing in wealth

Advisors, employers and DAFs can make everyone a philanthropist.

One-third of female advisors may quit in next 12 months, feeling unsupported
PRACTICE MANAGEMENT NOV 29, 2023
One-third of female advisors may quit in next 12 months, feeling unsupported

Carson Group report reveals how culture changes are required to move the needle on gender diversity.

Envestnet rides boom in model portfolios
FINTECH NOV 28, 2023
Envestnet rides boom in model portfolios

The firm's platform offers around 2,000 customized products from some 150 asset managers, tapping into rising demand for bespoke portfolios.

Before the ball drops on 2023: Advisors' year-end checklist
RETIREMENT PLANNING NOV 27, 2023
Before the ball drops on 2023: Advisors' year-end checklist

Before kissing 2023 goodbye, advisors had better check a few things off their to-do lists.

Fintech aims to shake up how alternative asset firms connect with wealth managers
FINTECH NOV 27, 2023
Fintech aims to shake up how alternative asset firms connect with wealth managers

The platform enables connection without intermediaries, creates distribution partner opportunity.

Despite myths, TAMPs help advisors save time
TAMPS NOV 22, 2023
Despite myths, TAMPs help advisors save time

AssetMark's Sara Paulson highlights why advisors should be using turnkey asset management platforms.

Known co-founder Molina Niño focuses on wealth gap
ALTERNATIVES NOV 22, 2023
Known co-founder Molina Niño focuses on wealth gap

The investment advisory firm is highly diverse and will never need a DEI initiative, co-founder says

Another worrisome conflict of interest emerges
OPINION NOV 22, 2023
Another worrisome conflict of interest emerges

With interest rates rising, it's more challenging to make the case for clients having a mortgage or other collateralized loan.

When it comes to responsible investing, language matters
OPINION NOV 22, 2023
When it comes to responsible investing, language matters

A recent survey shows clients were more likely to talk to their advisors about 'responsible investing' than 'ESG investing.'

Consumers like these wealth apps best, J.D. Power says
FINTECH NOV 21, 2023
Consumers like these wealth apps best, J.D. Power says

On the surface, there isn't much difference, but results people get from planning services can vary wildly.

6 unintended consequences of staying the course 
OPINION NOV 21, 2023
6 unintended consequences of staying the course 

While it may seem ‘safer’ to stay put, there are risks that many advisors are unaware of.

Finra performance advertising proposal helps it keep pace with SEC marketing rule
PRACTICE MANAGEMENT NOV 20, 2023
Finra performance advertising proposal helps it keep pace with SEC marketing rule

'There seems to be a little more detail in the Finra rule about the guardrails on the use of the projections,' a compliance lawyer says.

Increasing costs hitting financial advice industry 
BROKER DEALERS NOV 20, 2023
Increasing costs hitting financial advice industry 

Expenses are rising: LPL Financial said in October that its core general and administrative expenses were up 15% year-over-year.

Garrett again battles for DOL rule 
RIAS NOV 20, 2023
Garrett again battles for DOL rule 

Sheryl Garrett, founder of the Garrett Planning Network, got a shout-out from President Obama in 2015 when he introduced a Department of Labor fiduciary rule. Now she’s joining the fight to support the Biden administration’s proposal.

The curious case of FTX and bitcoin’s surge
PRACTICE MANAGEMENT NOV 20, 2023
The curious case of FTX and bitcoin’s surge

Many clients will see the legitimization provided by bitcoin ETFs as a reason to ask their advisors why they aren’t benefiting from the price increase.

DAFs are the gift that keeps on giving
PRACTICE MANAGEMENT NOV 17, 2023
DAFs are the gift that keeps on giving

Donor-advised funds offer many benefits, including tax deductions and the potential for asset growth.

Wealthfront reaches $50B AUM milestone, 2023 revenue growth near 140%
FINTECH NOV 17, 2023
Wealthfront reaches $50B AUM milestone, 2023 revenue growth near 140%

Automation and a focus on delivering value to clients are secret to success.

RMD data, Schwab communications roil indie advisors post-TD
BROKER DEALERS NOV 16, 2023
RMD data, Schwab communications roil indie advisors post-TD

Advisors who custodied at TD Ameritrade are adjusting to life under Schwab.