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David Kowach's &Partners starts hiring advisors
PRACTICE MANAGEMENT OCT 05, 2023
David Kowach's &Partners starts hiring advisors

The new firm picks up advisors from Edward Jones and Wells Fargo.

Consumers with CFPs live better lives, study finds
PRACTICE MANAGEMENT OCT 05, 2023
Consumers with CFPs live better lives, study finds

A report from the Financial Planning Standards Board finds that clients of CFPs have enriched trust and more confidence about their finances.

Cetera to offer Avantax advisors slim bonuses to none at all
BROKER DEALERS OCT 04, 2023
Cetera to offer Avantax advisors slim bonuses to none at all

Meanwhile, Cetera's owner Genstar is reinvesting in the firm.

Parent of Sigma Financial rebrands as Axtella
RIAS OCT 04, 2023
Parent of Sigma Financial rebrands as Axtella

The company formerly known as SPS Family also owns Parkland Securities and RIA Sigma Planning.

Hightower announces layoffs after summer of deals
RIAS OCT 04, 2023
Hightower announces layoffs after summer of deals

The cutbacks affecting roughly 5% of its employees are aimed at ensuring the long-term success of its business, Hightower says.

Independent alpha: Making the breakaway math add up
OPINION OCT 04, 2023
Independent alpha: Making the breakaway math add up

Advisors who make the move to independence are forgoing massive recruitment bonuses. How can they justify this leap?

Go big or go boutique?
OPINION OCT 03, 2023
Go big or go boutique?

Here are questions financial advisors should consider before making a move.

Advisors increasingly rely on home office models, survey says
RIAS OCT 02, 2023
Advisors increasingly rely on home office models, survey says

With more allocation tools at their disposals, advisors are focusing on planning and growing their businesses, Fuse finds.

Boomer women are leading when it comes to wealth
WOMEN ADVISOR COMMUNITY OCT 02, 2023
Boomer women are leading when it comes to wealth

Haleh Moddasser shares her experiences as a boomer woman ahead of the Women Advisor Summit.

Portals are good for clients and for you, FPA study reveals
FINTECH OCT 02, 2023
Portals are good for clients and for you, FPA study reveals

Financial planners and the right tech can be a powerful combination.

Morgan Stanley raising pay hurdle for its financial advisors in 2024
PRACTICE MANAGEMENT SEP 29, 2023
Morgan Stanley raising pay hurdle for its financial advisors in 2024

'It's a tug of war. The firms want to keep more revenue, and the financial advisors want to do the same,' an industry recruiter says.

Wall Street hit with latest wave of fines in SEC WhatsApp probe
FINTECH SEP 29, 2023
Wall Street hit with latest wave of fines in SEC WhatsApp probe

Ten firms, including Baird and Interactive Brokers, agreed to pay penalties totaling $79 million for employees' use of unmonitored communications channels on the job.

Diverse clients need one thing more than anything from financial institutions
PRACTICE MANAGEMENT SEP 29, 2023
Diverse clients need one thing more than anything from financial institutions

But many wealth professionals believe it is not being delivered.

Recent IPO wave has advisors talking tech, venture capital with clients
PRACTICE MANAGEMENT SEP 28, 2023
Recent IPO wave has advisors talking tech, venture capital with clients

IPOs like Instacart, Klaviyo and Arm Holdings may be struggling to sustain their post-debut gains, but they're still sparking conversations between advisors and clients.

Farther closes Series B funding round to gain $131M valuation
FINTECH SEP 28, 2023
Farther closes Series B funding round to gain $131M valuation

Wealthtech firm is also closing in on $1B AUM thanks to fast growth in 2023.

Account fees, bonuses likely topics at Thursday's Cetera, Avantax confab
BROKER DEALERS SEP 27, 2023
Account fees, bonuses likely topics at Thursday's Cetera, Avantax confab

A $60-per-account fee and retention bonuses are issues that are expected to come up in Cetera senior execs' meeting with Avantax advisors.

FPA taps Wealth Enhancement Group's Brahim as president-elect
PRACTICE MANAGEMENT SEP 27, 2023
FPA taps Wealth Enhancement Group's Brahim as president-elect

Brahim's 'leadership has been felt at all levels of the association,' says the 2023 FPA president, James Lee.

Making a business out of succession planning
PRACTICE MANAGEMENT SEP 27, 2023
Making a business out of succession planning

Former RIA owner is on a mission to help make financial services less male, white and straight.

Mastering technology to serve more clients
OPINION SEP 27, 2023
Mastering technology to serve more clients

With the advisor shortfall, firms will have to get more accomplished at leveraging tech.

New Jersey chooses Vestwell to administer retirement savings program
RETIREMENT PLANNING SEP 27, 2023
New Jersey chooses Vestwell to administer retirement savings program

Its plan, which will be rolled out in 2024, is the seventh state auto-IRA to partner with the digital record keeper.