Advisers that resist embracing a truly integrated technology platform are missing out
Finra says it is more interested in supervisory lapses, suitability issues with complex products and selling away than big-money fraud.
Be aware that many women in your firm can do the jobs above those they're currently in, but might not recognize it.
The assistant labor secretary recounts her serendipitous career and what motivates her to help women facing financial crises in retirement.
The executive credits strong mentors and her husband for the success she has achieved today.
After an illness unexpectedly put her in charge of her father's finances, SheCapital founder Tina Powell started a program to help fellow women better manage money.
Having a mentor who sees the "future you" and good relationships are key to a strong career.
Firms need women's voices at the top to help shape their strategic decision-making and stay in tune with their clients' needs.
Wells executive says 'feeding frenzy' taking place over some high-end producers.
Exec will become chairman of UBS Americas, focusing on clients and strategic priorities. Tom Naratil, the group CFO and COO, will become president of UBS Wealth Management Americas and UBS Americas.
<i>Breakfast with Benjamin</i>: Citing the rapidly-changing economy, the former Citigroup and Bank of America exec says job insecurity in finance will likely increase.
In countries where education is most accessible, your degree is the likely to give you less of a leg up.
Having a safe place to discuss financial matters is attractive to female clients, who often don't know where to turn for help.
Mary Jo White, chairwoman of the SEC, believes it is a duty for women to help push each other forward in their careers.
Too complex and cumbersome, provision would exclude investments such as alternatives from list of options.
While there are amazing women in our industry, there's always more we can do to empower women to excel.
Though Ford, now president of Cetera Advisors, faced a daunting Series 24 prep class, she leaned on her parents for many of the early lessons she learned about the industry.
<i>Breakfast with Benjamin:</i> SEC chairwoman Mary Jo White says the agency is taking a hard look at ETFs' role on Aug. 24, when stocks dropped like a rock, and the agency's trading rules are part of the scrutiny.
Percentage of women in Congress similar to their proportion in the advice sector, with plenty of room to grow
