Robo-adviser, risk assessment and compliance meet on one dashboard.
Those who embrace change and use online tools engage more with clients.
Measure that would force DOL to halt its efforts until the SEC acts would move to the Senate next, but Obama threatens a veto.
Advisers should consider posting to the popular web site.
Three quotes that have impacted the United Capital CEO and are particularly useful in regard to financial choices we all make.
It's the adviser's job to make sure they do expect clients to live long — and plan for it
The regulator releases its priorities for the new year. Topping the list are firms' compliance culture and conflicts of interest.
<i>Breakfast with Benjamin</i>: The specific things to watch for in today's jobs report that could influence the Fed's decision on interest rates.
Brian Kovack wants to make the organization more effective without antagonizing firms that are doing the right thing
In the midst of one of the most disruptive periods in the history of the industry, embracing change is key
Chairwoman White testifies before Congress about next steps and factors to gauge investor sophistication.
Lawmakers want Defense Department to step up efforts to protect finances when military are overseas.
Social media has transformed the way we do business, and the way clients and prospects find and engage with their advisers.
The advice industry spends a fortune trying to build better, cheaper mousetraps to allow consumers to invest efficiently but the impact is not important in the context of most people's lives.
It's a familiar scenario. After months (and in some cases years) of contemplation, research and discussions, an adviser has finally decided to switch firms. The adviser is ready to engage with the prospective firms and their recruiters. Now what?
<i>Breakfast with Benjamin:</i> Another debate full of heated clashes &mdash; including with the moderators &mdash; but the candidates who rose to the top were not the usual suspects.
<i>Breakfast with Benjamin</i>: The economy has historically done better with a Democrat in the White House. Why that is remains a mystery.
What would you say to your 25-year-old self?
The real-time video platform gives clients another way to get acquainted.
IBDs haven't considered digital advice services as important enough to offer their advisers but that may change next year, with at least a couple ramping up to offer a robo in 2016.
