Your Practice

Displaying 13041 results
PRACTICE MANAGEMENT JAN 12, 2015
Wirehouses warm to bank channel recruits

Wirehouses are now focusing on a new market segment in their talent searches: bank channel recruits. Why the change in sentiment for advisers once considered too risky?

PRACTICE MANAGEMENT JAN 09, 2015
Lessons from Brian Williams: Is it ever OK to lie to clients?

The lightning pace at which NBC News anchor Brian Williams lost credibility with the public raises the question of whether it's ever acceptable to bend the truth.

Goodbye, Tommy Belesis. We won't miss you.
BROKER DEALERS JAN 09, 2015
Goodbye, Tommy Belesis. We won't miss you.

The rise and fall of the notorious owner and CEO of the defunct independent broker-dealer John Thomas Financial is now complete, and senior columnist Bruce Kelly says the industry won't miss him.

RETIREMENT PLANNING JAN 09, 2015
The 401(k) gender gap: Women are saving more than men

Even though men make $1 to a woman's 77 cents, women were the bigger savers over the past 12 months and for men and women with similar salaries, women average higher balances in their 401(k)s.

PRACTICE MANAGEMENT JAN 09, 2015
Focusing on female clients means helping with their lives, not just money

Advisers give tips on what successful women want in a financial professional.

FINTECH JAN 08, 2015
SEO isn't what it used to be but still critical to your success

Here's how to get prospective clients to find your website and encourage them to contact you.

Account minimums are only good for paper
PRACTICE MANAGEMENT JAN 08, 2015
Account minimums are only good for paper

Why some advisers should consider ditching account minimums.

Why every adviser should have account minimums
PRACTICE MANAGEMENT JAN 08, 2015
Why every adviser should have account minimums

Fact: You can't be everything to everyone so don't try to be.

Unpleasant surprise on Form 1040 for Obamacare participants
RETIREMENT PLANNING JAN 08, 2015
Unpleasant surprise on Form 1040 for Obamacare participants

This tax filing season is going to be a little more complicated for freelancers and independent contractors who get health care subsidies.

FINTECH JAN 08, 2015
3 ways advisers can build their digital influence

Going digital is not only good business, but it's the future of client relationship professions.

PRACTICE MANAGEMENT JAN 08, 2015
Top advisers stand out on metrics of growth and productivity

<i>InvestmentNews</i> recognizes leading firms with Best Practices awards.

RIAS JAN 07, 2015
SEC Investor Advocate: Budget boost 'insufficient' for full adviser exam coverage

The budget increase the SEC received from Congress is &#8220;insufficient&#8221; to significantly boost investment-adviser examinations, according to an SEC official charged with representing retail investors.

FINTECH JAN 07, 2015
Advisers arming themselves against cyberattacks

Ensuring all employees know the drill is key to avoiding a practice being compromised.

Morgan Stanley fires broker for stealing thousands of clients' data
FINTECH JAN 06, 2015
Morgan Stanley fires broker for stealing thousands of clients' data

Morgan Stanley fired an employee in its wealth management group who had stolen client data and posted some of it online. The theft affected up to 10% &amp;mdash; 350,000 &amp;mdash; of the firm's 3.5 million wirehouse clients.

PRACTICE MANAGEMENT JAN 06, 2015
CFP Board eases restrictions on use of mark

Board announces expansion of allowances for experience requirement and alternative to capstone.

FINTECH JAN 06, 2015
Using mobile technology to take client relations to another level

Are you missing out on leveraging mobile applications to actively help clients make better financial decisions? Here's what you need to know.

Morgan Stanley data offered on Internet for virtual currency
FINTECH JAN 05, 2015
Morgan Stanley data offered on Internet for virtual currency

Financial adviser accused of pilfering data working with the wirehouse.

EQUITIES JAN 05, 2015
Malkiel on investment opportunities, financial advice and robos

The author of 'A Random Walk Down Wall Street' talks about investing in today's world, the financial advice business and robos.

RIAS JAN 05, 2015
Mariner Holdings on hiring spree

Parent of RIA Mariner Wealth Advisors wants to hire up to 160 employees over the next six months.

PRACTICE MANAGEMENT JAN 05, 2015
$2.5 billion adviser duo fired by Merrill Lynch lands at Stifel

A team of elite advisers who was <a href=&quot;http://www.investmentnews.com/article/20140919/FREE/140919904&quot; target=&quot;_blank&quot;>fired last month</a> by Bank of America Merrill Lynch over private securities transactions has found a new home. <i>(Plus: The team <a href=&quot;http://www.investmentnews.com/article/20141007/FREE/141009940/terminated-2-5-billion-merrill-lynch-team-plans-to-fight-back&quot; target=&quot;_blank&quot;>plans to fight back</a>.)</i>