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Clash of the titans: Bionic advisers vs. robo-advisers
RIAS DEC 08, 2014
Clash of the titans: Bionic advisers vs. robo-advisers

Robos will force a change in the financial landscape, especially in pricing and democratization of knowledge, but they won't necessarily be the winners of the new era.

RIAS DEC 08, 2014
Fidelity Institutional weighs own robo offering

Months after teaming with Betterment, Fidelity has added LearnVest to its platform, and may even one day launch its own automated advice platform.

PRACTICE MANAGEMENT DEC 08, 2014
DOL still planning fiduciary proposal for January

Department's plan is to 'reduce harmful conflicts of interest' by amending regulatory definition of fiduciary.

RETIREMENT PLANNING DEC 07, 2014
Financial advisers need to check up on clients' medical debt

About 52% of the collections reported by credit agencies are owed to hospitals and other medical providers. Advisers must stand ready to help negotiate claims and make sure medical debt doesn't wreck client credit reports.

RIAS DEC 07, 2014
San Diego: Sunny startup scene offers many opportunities

One of the highest tax rates in the country also means tax advice opportunities are abundant

How one single woman can collect three types of Social Security benefits
RETIREMENT PLANNING DEC 07, 2014
How one single woman can collect three types of Social Security benefits

How one single woman can potentially collect three types of Social Security benefits and rack up significant guaranteed retirement income.

PRACTICE MANAGEMENT DEC 06, 2014
From the C Suite with Wetherby Asset Management CEO Debra Wetherby: Aim to be inspirational, not authoritarian

Along the challenging route toward building a $4B advisory firm, the CEO transformed herself into a more patient and nurturing leader.

RIAS DEC 06, 2014
The top-ranked fee-only U.S. RIAs by region

Meet the leading RIA firms in the Northeast, South, Midwest and West, ranked by total assets

RIAS DEC 06, 2014
Convergent chairman resigns

Steven Lockshin, the firm's founder, is stepping down from his role as chairman and will be replaced by Richard Gershen, the executive vice president of wealth management at City National, Convergent's parent company.

PRACTICE MANAGEMENT DEC 05, 2014
After hearing from member firms, Finra considers revising communications, gift rules

Broker-dealer regulator promises to modify rules after survey identifies 'pain points'.

FINTECH DEC 05, 2014
CRM startup Wealthbox earns financial backing from serial entrepreneur Steve Lockshin

Convergent Wealth Advisors chief also deploying the software for his new advisory firm.

RIAS DEC 04, 2014
The big squeeze II: Rise of the mega-adviser

The big fish are rethinking and redefining what it means to provide financial guidance to a person's entire financial life. Are you going to take them on?

FINTECH DEC 03, 2014
Survey shows social media use growing among advisers

66% of those surveyed credit networks with helping them gain new clients.

PRACTICE MANAGEMENT DEC 02, 2014
Robo-advisers say they aren't worried about Schwab

Robo-advisers say they aren't worried about Schwab's new entrant but one market analyst isn't so sure the young industry can hold up against the giant household name.

FINTECH DEC 02, 2014
Running an advisory practice in the age of the robo-adviser

Using online platforms to outsource compliance and back office responsibilities can help advisers focus their time.

RETIREMENT PLANNING DEC 01, 2014
Advisers must help clients decide how HSAs fit in their plans

Clients need more knowledge about health savings accounts and their potential role in helping fund health and retirement needs.

PRACTICE MANAGEMENT DEC 01, 2014
Key House Republicans bash SEC exam user fee idea

In a letter to SEC chairman Mary Jo White, two key House Republicans outline opposition to having RIA pay for SEC exams; tell her to reallocate resources to boost exam record

EQUITIES DEC 01, 2014
Oil producers are feeling the heat from falling prices

On today's <i>Breakfast with Benjamin</i> menu, some oil producers have a lot to lose from cheap oil. Plus: Merrill brokers are heading for greener pastures, activist investors are taking over, and tune up your holiday tipping practices.

FINTECH DEC 01, 2014
Finra expected to adopt CARDS despite vocal industry resistance

Opponents like SIFMA and FSI remain wary of the potential costs, customer data security, but Finra asserts that CARDS will help investors.

OPINION NOV 30, 2014
Reaching out through LinkedIn