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PRACTICE MANAGEMENT OCT 28, 2014
Betting on your business, the best odds in the house

What a Vegas slot machine can teach you about the value of holding a public seminar.

FINTECH OCT 27, 2014
Record bets against Japan stocks tell investors time to buy

Short-selling on Tokyo's bourse jumped to the highest on record this month, as the Topix index tumbled 7.7 percent from a six-year high in September.

BROKER DEALERS OCT 26, 2014
Finra fines WFG Investments $700,000

Finra fines WFG Investments $700,000 for failing to supervise registered reps

RETIREMENT PLANNING OCT 26, 2014
Government workers get first crack at phased retirement

Will federal program set an example for the private sector?

PRACTICE MANAGEMENT OCT 26, 2014
You can't always get what you want

There are no guarantees your practice will attract the high multiple you think it deserves in a sale.

BROKER DEALERS OCT 24, 2014
CEO Mark Casady apologizes to LPL Financial shareholders for compliance missteps

Mark Casady apologizes to LPL Financial shareholders for compliance missteps as company takes hit to third-quarter profits. <i>(See also: <a href="//www.investmentnews.com/article/20141017/FREE/141019926&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">LPL's regulatory hit list</a>)</i>

PRACTICE MANAGEMENT OCT 24, 2014
A call to arms for advisers to champion the fiduciary standard

Long-time fee-only advisers fear loss of a competitive edge as brokers blur the lines in the advice industry.

EQUITIES OCT 24, 2014
Are online investors actually panicking at the sight of market volatility?

Covestor sees investors tinkering around the edges of their allocations, but not much actual fear

PRACTICE MANAGEMENT OCT 23, 2014
Why Ebola is scarier than it should be

The five qualities of a risk that trigger our biggest fears

BROKER DEALERS OCT 23, 2014
Wunderlich and fired LPL broker part ways

Former star LPL broker and Houston branch manager James &quot;Jeb&quot; Bashaw is no longer joining Wunderlich Securities, and is also fighting back against <a href=&quot;http://www.investmentnews.com/article/20141013/FREE/141019977&quot; target=&quot;_blank&quot;>LPL's allegations</a>.

FINTECH OCT 23, 2014
Where advisers can find help with social media

You don't have to go too far to get the assistance you need to leverage today's tech tools

PRACTICE MANAGEMENT OCT 22, 2014
It's time for a revolution in how advisers work with couples

Advisers could increase client loyalty, retain more assets and continue to work with the next generation by rethinking approach to couples.

PRACTICE MANAGEMENT OCT 22, 2014
It's time for a revolution in how advisers work with couples

Advisers could increase client loyalty, retain more assets and continue to work with the next generation by rethinking approach to couples.

How Social Security annual increases are calculated
RETIREMENT PLANNING OCT 22, 2014
How Social Security annual increases are calculated

COLA formula was established by law in 1972.

BROKER DEALERS OCT 22, 2014
Analysts question whether LPL is out of the regulatory woods

Analysts are unnerved by LPL Financial's inability to close the cash register on regulatory charges after CEO Mark Casady <a href="//www.investmentnews.com/article/20141021/FREE/141029976&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">said compliance failures could cost $23 million</a> in the third quarter.

WOMEN ADVISOR COMMUNITY OCT 22, 2014
4 mistakes advisers make with Millennial women

Make sure you don't alienate the next generation of female clients that are poised to amass more wealth than their parents.

WOMEN ADVISOR COMMUNITY OCT 22, 2014
How to successfully engage executive female clients

As women achieve new levels of success, advisers who know how to best serve them will reap the rewards.

PRACTICE MANAGEMENT OCT 21, 2014
Financial planning clients not getting what they pay for: study

Financial planning clients not getting what they pay for because of a lack of government-enforced professional standards, according to the study sponsor, the Financial Planning Coalition

PRACTICE MANAGEMENT OCT 21, 2014
GOP takeover of Senate could make fate of investment adviser issues unclear

A Republican majority would likely boost the passage of GOP-favored bills, but not the consideration of industry concerns.

PRACTICE MANAGEMENT OCT 21, 2014
Terminated $2.5 billion Merrill Lynch team plans to fight back

An elite private banking duo plans to take legal action accusing the wirehouse of wrongful termination last month, their attorney says.