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PRACTICE MANAGEMENT AUG 21, 2014
Wells Fargo facing possible Finra action over anti-money-laundering failures

Firm receives Wells Notice notifying it that action is possible because one branch office's activity

PRACTICE MANAGEMENT AUG 21, 2014
Connect with clients by being real

How one advisory firm communicated with its audience and the profound effect it had on the people involved.

PRACTICE MANAGEMENT AUG 21, 2014
20 great cities to be a landlord

These communities offer the best long-term and short-term financial gains from renting your home.

FINTECH AUG 21, 2014
How to use the cloud securely (because it's not going away)

Like anything you do for your business, don't do it just to keep pace. Make it a determined decision that will either save you time, money or both.

RIAS AUG 21, 2014
Traditional advisory firm hammers out deal with robo-adviser

Redhawk Wealth Advisors and Jemstep co-brand an online investment platform to help clients with investments.

FINTECH AUG 21, 2014
6 lessons traditional advisers can learn from robos

Will Junxure Cloud's release prove worth the wait?
FINTECH AUG 21, 2014
Will Junxure Cloud's release prove worth the wait?

Wells Fargo hires UBS team in Texas
PRACTICE MANAGEMENT AUG 21, 2014
Wells Fargo hires UBS team in Texas

Previously managed more than $300 million in assets.

RIAS AUG 20, 2014
The real reason behind advisory firms' big gains in AUM

The average firm saw a 19.2% increase in assets under management year-over-year in 2013. What was behind the growth?

PRACTICE MANAGEMENT AUG 20, 2014
Tons of holiday gifts head here, pointing to strong shopping season

Retailers believe consumer sentiment has improved, though disposable income still lags.

PRACTICE MANAGEMENT AUG 20, 2014
When tribal knowledge is a threat

RIAS AUG 20, 2014
Organic growth is key to $4.8B firm's success

FINTECH AUG 20, 2014
The reasons why human and robo-advisers will soon converge

FINTECH AUG 19, 2014
External IT puts Junxure on its virtual desktops

Partnership aims at getting business from advisers who want to integrate their systems.

EQUITIES AUG 19, 2014
Investors jump on the low-volatility bandwagon

For <i>Breakfast with Benjamin:</i> Investors jump on the low-volatility bandwagon. Plus: A market fueled by bad news; B of A's big mortgage settlement' Countrywide exec finally heads to court; and how companies miss the mark with stock options.

BROKER DEALERS AUG 19, 2014
NFP scores big with Financial Telesis recruits who forgo signing on with LPL

NFP Advisor Services chief James Poer says firm is adding 53 advisers and roughly $30 million in revenue, mostly from Financial Telesis.

PRACTICE MANAGEMENT AUG 19, 2014
Audit deficiencies could lead to higher regulatory costs for B-Ds

Broker-dealers will need to be more selective in finding an auditor who knows the industry.

RETIREMENT PLANNING AUG 19, 2014
Female clients' unique approach to investing

Female clients think about investing differently, with focuses ranging from retirement to impact investing, and it's up to advisers to meet them on common ground. <i><b>More: <a href=&quot;http://www.investmentnews.com/section/specialreport/20140817/WOMEN&quot;>The Women and Investing special report</a></b></i>

BROKER DEALERS AUG 19, 2014
Larry Roth: Defining the next 10 years for independent broker-dealers

Larry Roth, CEO of Cetera Financial Group, warns against consolidation at the expense of client and adviser relationships.

RIAS AUG 19, 2014
Brokers' own accounts tip off firms to a move

Brokers who make large drawdowns from their investment accounts may be showing their hand before breaking away.