The ex-wirehouse executive is throwing her weight and her money behind a revived mutual fund that invests in publicly traded companies that have greater numbers of women in management positions, saying values and returns can align when advisers invest in gender diversity.
Make your recommendations for the Community Leadership Awards, set to include two new categories this year, by April 23.
<i>Breakfast with Benjamin:</i> What bond investors can learn from Lebron James. Plus: Gold: It all depends on the Fed; commodities as a geopolitical hedge; investing in women; and golf stocks come up short.
The investment research firm will pay Business Logic for the software company's intellectual property.
If advisers can recognize the signs that clients are unhappy and ready to bolt, they can take steps to try and salvage the relatonship
More billion-dollar-plus teams have been pulling up stakes and changing firms in the last few years.
Advisory firm execs considering how to partner with robo-advisers or build a digital advice model into their own offerings.
Two Merrill Lynch advisers with a combined $300 million in assets under management go independent as a HighTower franchise
Taking these extra steps with clients who are caring for loved ones will strengthen those relationships
It's important for advisers to not show surprise or resentment when fee questions are raised by clients.
Helps fee-only planners meet CFP Board definition prohibiting such affiliation with firms that charge commissions
Trend of small and midsize broker-dealer mergers and acquisitions continues to build.
Between <a href="http://www.investmentnews.com/article/20140529/FREE/140529913">RCAP's stock offering</a> and real estate firm's executive comp plan, Nicholas Schorsch and his team could enjoy a multimillion-dollar payday.
The Uniform Law Commission and NetChoice are working separately to try to make it easier to close up accounts and transfer funds after the owner dies.
Five questions to determine if you have an effective strategy to serve your target market
Though he worked for his father's firm, he insisted he had nothing to do with the massive Ponzi scheme.
New law will grant fiduciaries access to the digital assets of deceased or incapacitated individuals.
Settlement requires him to pay more than $500,000
