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PRACTICE MANAGEMENT JUN 24, 2014
FPA's MetLife sponsorship raises eyebrows about its relationship with the fiduciary foe

FPA, which has championed a uniformed fiduciary duty, is joining with an insurance giant.

RIAS JUN 24, 2014
SEC exam director warns advisers about use of alternative mutual funds

Noting surge in inflows, Bowden calls the funds 'bright, shiny objects' with sharp edges.

Warning: This regulator eats what it kills
PRACTICE MANAGEMENT JUN 23, 2014
Warning: This regulator eats what it kills

At Finra, fines are less than 10% of the annual budget but make no mistake, they are important, says Mark Elzweig.

PRACTICE MANAGEMENT JUN 23, 2014
Family feuds are complicated by wealth

Advisers add stability by preparing the next generation, U.S. Trust survey finds.

ALTERNATIVES JUN 23, 2014
ARCP shareholders reject Schorsch's executive compensation plan

Shareholders of Nicholas Schorsch's American Realty Capital Properties turned thumbs down on the eye-popping pay plan for Mr. Schorsch and other top execs. <i>(Plus: <a href=&quot;http://www.investmentnews.com/article/20140602/FREE/140609999&quot; target=&quot;_blank&quot;>Schorsch sells a health care REIT</a>)</i>

PRACTICE MANAGEMENT JUN 23, 2014
Wall Street traders' bonuses falling as asset managers get more

Wall Street's bonus pool may rise as much as 10% this year for asset managers while fixed- income traders could see a 15% cut, according to compensation consultant Johnson Associates Inc.

PRACTICE MANAGEMENT JUN 23, 2014
Firms use looming bonus disclosure rule to turn up the heat on recruits

Some branch managers are telling prospects that they should consider moving now before Finra's looming bonus disclosure rule goes into effect.

PRACTICE MANAGEMENT JUN 23, 2014
Compensate the team, not just the individual

Growing advisory firms need to employ the most effective incentives; team goals pay dividends.

WOMEN ADVISOR COMMUNITY JUN 23, 2014
Attracting female clients, employees: It's not all about gender, so don't forget about chemistry

<i>InvestmentNews</i> panel digs into ways the advisory business can break its 'old, male and pale' image

RIAS JUN 23, 2014
The secret to deepening relationships with top clients

Make this five-step process a part of your practice and you will connect better with valued clients and their family members.

PRACTICE MANAGEMENT JUN 23, 2014
Financial wellness sector offers new route for young advisers

Ideal way to gain experience working with clients.

Advisers marry wedding day dreams and financial guidance
PRACTICE MANAGEMENT JUN 20, 2014
Advisers marry wedding day dreams and financial guidance

The newly engaged and their parents get advice for the big day.

FINTECH JUN 20, 2014
Online rivals Betterment, LearnVest rake in $60 million of venture funding

Betterment's Series C round brings in $32 million; LearnVest closes on $28 million; fundraising <a href=&quot;http://www.investmentnews.com/article/20140415/FREE/140419943&quot;>touches off a Twitter firestorm.</a>

FINTECH JUN 20, 2014
Latest Betterment, LearnVest fundraising elicits a Twitter firestorm

PRACTICE MANAGEMENT JUN 19, 2014
Supreme Court's gay marriage decision has advisers scrambling

Advisers across the country are scrambling to figure out how the Supreme Court decision that essentially lifted a ban on gay marriages in five states will impact same-sex couples not just in those states but in others likely to be affected.

RIAS JUN 19, 2014
Is this your resume? Call Ric Edelman.

Find out what the adviser behind one the largest independent wealth firms is seeking out of a manager.

FINTECH JUN 19, 2014
SIFMA warns investors will pay for Finra CARDS plan

SIFMA chief Bentsen says new rules will mean either higher fees or fewer services.

PRACTICE MANAGEMENT JUN 19, 2014
Finra tags Merrill Lynch with $8 million fine for mutual fund sales charges

Finra fines Merrill Lynch $8 million for failing to waive mutual fund sales charges to certain charities and retirement accounts and requires the wirehouse to pay back $89 million in restitution.

FINTECH JUN 19, 2014
Robo report: Traditional advisers may be biggest market for online investment services

With billions in annual revenues at stake, the emerging business model may be one that includes a partnership between robo-advisers and regular investment practitioners.

FINTECH JUN 18, 2014
John Thomas Financial lives on - on Twitter

Expelled from the industry last October, the troubled broker-dealer tweets every day.