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PRACTICE MANAGEMENT MAR 04, 2014
Advisers still leaving wirehouses but there's no exodus

Strong profits from asset fees and potential regulatory changes are keeping most wirehouse reps in their seats, as the firms have mostly maintained their adviser forces since the third quarter of 2011.<br><i>(Plus: <a href=&quot;http://www.investmentnews.com/article/20131031/FREE/131039980&quot;>Wall Street's pay gloom</a>)</i>

FINTECH MAR 03, 2014
Software tools test portfolios under different world scenarios

They help advisers customize individual portfolios, and can aid in the client conversation.

FINTECH MAR 03, 2014
Schwab launches software that lets RIAs customize mobile apps

This version lets RIAs use their own branding; apps can be submitted to Apple or Google stores.

FINTECH MAR 03, 2014
Robo-advisers: Dominate or bust

Internal rate of return on these businesses, in order to justify their capital outlay, will be the true measure of success. And their angel investors will pull the plug if they don't deliver.

OPINION MAR 03, 2014
How to generate more CPA referrals

To be referable to the clients of CPAs, you need to be recognized as being a top 2% financial adviser. Are you?

PRACTICE MANAGEMENT MAR 03, 2014
The secrets to succeeding with a younger, up-and-coming client base

'Millionaires of Tomorrow' are uneasy about money and must be treated differently than their elders.

RIAS MAR 03, 2014
Incentive compensation: The new rules for advisers

For recruiting firms and advisers who are considering a transition, the topic of compensation is always paramount.

PRACTICE MANAGEMENT MAR 02, 2014
Prepare early for regulatory exams

PRACTICE MANAGEMENT MAR 02, 2014
Where there's a will, a much easier way

PRACTICE MANAGEMENT MAR 02, 2014
IN begins search for 40 under 40

<i>InvestmentNews</i> is beginning its search for the best and brightest among the advice industry's up-and-comers.

FINTECH FEB 27, 2014
Best practices for best tech execution

The SEC requires advisers to provide the best execution for their clients' trades. This obligation is an evolving standard that necessarily involves a &#8220;facts and circumstances&#8221; analysis.

OPINION FEB 27, 2014
7 tips for marketing to physicians

Why is now a good time to consider marketing to physicians? Frankly, because many physicians qualify as high-net-worth investors and have cash to invest.

RIAS FEB 27, 2014
Why customer service reps are the backbone of your firm

When it comes to building your advisory practice, Scott Hanson says that you'll greatly accelerate your growth by partnering with highly trained customer service representatives.

FINTECH FEB 27, 2014
The surprising hidden value of automation

Software can add efficiency and reduce personnel hours. Everyone knows that. But there are other significant savings to be gained from automation

PRACTICE MANAGEMENT FEB 27, 2014
Investors of all asset levels attracted to self-directed trading platforms

With investors of all asset levels attracted to self-directed trading platforms, advisers need to keep up with all the do-it-yourself online offerings because the DIY channel is mainstream.

Finding succession solutions under your nose
RIAS FEB 27, 2014
Finding succession solutions under your nose

More owners working out deals with junior advisers to take over their practices.

PRACTICE MANAGEMENT FEB 27, 2014
To attract advisers, broker-dealers need to find a value proposition that stands out

Small firms look to flexibility, succession planning and culture as key differentiators in recruiting.

PRACTICE MANAGEMENT FEB 27, 2014
Four recruiting trends for 2014

As we close the books on 2013, most firms have long since set their recruiting goals for 2014. In the process, many have asked where our team saw transitioning advisers moving in 2014.

RETIREMENT PLANNING FEB 27, 2014
New strategy for equity investing during retirement ignites debate

A new paper by Wade D. Pfau and Michael Kitces turns conventional retirement income strategy on its head.

PRACTICE MANAGEMENT FEB 26, 2014
Advisers reluctant to take plunge into political life

Advisers are reluctant to pursue political careers thanks to concerns about compliance issues and fear of alienating their clients.