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PRACTICE MANAGEMENT FEB 20, 2014
Face it: Americans resent how well industry is paid

The financial services business is out of touch regarding the sensitive issue of compensation even as the American public remains angry at Wall Street bankers for the credit crisis. Bruce Kelly explains.

PRACTICE MANAGEMENT FEB 19, 2014
How to pick apart charitable trusts

The benefits of charitable trusts vary — particularly when it comes to interest rate environments

RIAS FEB 19, 2014
Reducing the costs (and hassles) of expense reporting

Few things are more deflating than coming back from a very productive trip and having to fill out expense reports, but with Finra cracking down it is essential to find the right tools to protect you and your business.

PRACTICE MANAGEMENT FEB 19, 2014
Breaking up is hard to do

Advisers who have lived through the split-up of a practice say it's as gut-wrenching as a divorce. Here's what they've learned.

PRACTICE MANAGEMENT FEB 18, 2014
Merrill Lynch nabs $400M team from Morgan Stanley

Veteran advisers Michael Bromberg and Daniel Gerschel join in New York.

FINTECH FEB 18, 2014
'Fear of missing out' drives T3 agenda as tech news comes fast and furious

The crash of the conference host Wi-Fi — caused by all the techies — didn't help

PRACTICE MANAGEMENT FEB 18, 2014
Advising Olympians is a test of mettle

FINTECH FEB 18, 2014
TD Ameritrade launches package of retirement plan services for RIAs

Program bundles 401(k) plan services, record keeping and third-party administration for advisers of plan sponsors.

RIAS FEB 14, 2014
Client's got stars in his eyes? Insist on a prenup

FINTECH FEB 14, 2014
Adviser goals, company policies shape social media content strategies

OPINION FEB 14, 2014
Advisers star in 'Practice Makeover' video series

Coaches and experts help tackle problems making business — and life — a tough slog

OPINION FEB 14, 2014
Helping clients in times of grief

Working with clients during these challenging times requires special sensitivity

OPINION FEB 14, 2014
Adapt or die: 5 ways advisers must embrace change

Reasons for a company's failure are complex, but underlying them often is a basic refusal to embrace critical changes in technology and consumer preferences

FINTECH FEB 14, 2014
Another view of social media: Stop hyping it

Adviser social media activity must be balanced with other traditional interaction methods

PRACTICE MANAGEMENT FEB 13, 2014
The beauty of truth

Surely nothing could matter more to clients than advisers seeing the truth and helping client to live their truth. Unfortunately, there are a couple of roadblocks that stop advisers from really living up to the promise and the beauty of truth.

RIAS FEB 13, 2014
Raymond James net revenue for fiscal first quarter hits record, up 7% from a year earlier

Client assets under administration rose 15% to $447 billion; 'positive net flows and strong equity markets.'

RIAS FEB 13, 2014
Review marriage implications with same-sex couples – or be on the hook

Employee benefits and tax, retirement and estate planning must be discussed under Finra rule, compliance expert says.

RIAS FEB 13, 2014
How advisers can overcome the success paradox

Many advisers have plateaued and now derive their growth from stock market performance and occasional referrals. Some are happily where they want to be, but more frequently, it has “just happened.” Why is it that these firms that once grew so fast have slowed down?

PRACTICE MANAGEMENT FEB 13, 2014
Shop for groceries? OK. Throw a party? Sure. Drive a client to Mexico? No problem

How far would you go to make a client for life and get talked about in their exclusive circles?

RIAS FEB 13, 2014
Advisers brave polar vortex's brutal cold

But only the temperatures are negative, as advisers shrug off nasty weather and get to work.