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BROKER DEALERS APR 28, 2013
Wells thwarted in raiding claim

FINTECH APR 28, 2013
Internet searches can reveal which way the market is headed

New research shows that Google search results can predict movements in the market. Jeff Benjamin discusses.

PRACTICE MANAGEMENT APR 28, 2013
Mary Beth FrankIin: I finished my CFP program!

Now come the hard part of prepping for the comprehensive exam

FINTECH APR 28, 2013
NRS giving compliance more love by modernizing the 'manual'

FINTECH APR 28, 2013
The top advisers use mobile devices

RIAS APR 28, 2013
Why the in-crowd is outsourcing

Top-performing firms more likely to hire third-parties to handle some tech functions

FINTECH APR 26, 2013
Vine mobile app: Not your dad's candid camera

Advisers using short video clips to "show clients you are human."

PRACTICE MANAGEMENT APR 25, 2013
Seniors baffled by raft of speciality adviser designations: CFPB

Consumer group calls on regulators to tighten scrutiny of the more than 50 designations in use

FINTECH APR 24, 2013
BrokerCheck link dashed

Finra yanks proposal that would have required reps to post link to database on their web sites, social media pages

PRACTICE MANAGEMENT APR 24, 2013
To engage clients, tell your own tale

PRACTICE MANAGEMENT APR 24, 2013
Readings done: Advisers use cards to reveal clients' true goals

United Capital develops color-coded cards corresponding to happiness, fear, commitment.

PRACTICE MANAGEMENT APR 24, 2013
FPA names president-elect

FINTECH APR 24, 2013
National Financial's Streetscape is now accessible on the iPad

RIAS APR 24, 2013
Fidelity launches new salvo in custodian technology "war'

BROKER DEALERS APR 23, 2013
Raymond James cuts 160 staffers, no advisers

'Unprecedented' layoffs linked to Morgan Keegan deal.

PRACTICE MANAGEMENT APR 21, 2013
One adviser's harrowing story of running the Boston Marathon

Los Angeles-based runner says being an adviser helped: 'We made good decisions.'

FINTECH APR 19, 2013
iPads are apple of advisers' eye

FINTECH APR 19, 2013
Raymond James rolls out fully integrated version of MoneyGuidePro

PRACTICE MANAGEMENT APR 18, 2013
More positions to choose from — and fill — in the modern advisory firm

Although many small businesses in the industry begin with a sole planner and maybe an administrative assistant, some expand far beyond.

FINTECH APR 18, 2013
Comply or die: NRS upgrades 'manual' to the 21st century

Policy Architect will help advisory firms and broker-dealers keep policy manuals up to date, among other features.