Your Practice

Displaying 13001 results
FINTECH MAR 24, 2008

FINTECH MAR 24, 2008
Grendel may be the shape of tools to come

The acronym RIA refers, of course, to registered investment advisers.

FINTECH MAR 24, 2008
Retirement Income: Retirement software evolution

Advisers are generally satisfied with the dozen-plus retirement-planning software applications and calculators available to them.

FINTECH MAR 10, 2008
RBC rolls out new name, technology

RBC Dain Rauscher last week rolled out a new name and a new technology platform.

BROKER DEALERS MAR 10, 2008
Round Table: Regulation - Round-Table discussion transcript

The following is an edited transcript of the round-table discussion.

FINTECH MAR 10, 2008
Top re-balancing-software vendors duke it out for new customers

Competition is heating up in the normally sedate world of portfolio-re-balancing software.

FINTECH MAR 10, 2008
eMoney updates 360Pro suite

The firm's version 5.2 of its eMoney Advisor 360Pro suite of online financial planning tools will launch this month.

FINTECH MAR 10, 2008
Integrated software still an impossible dream

Problems come and problems go, but linking adviser tools so that data entered once can populate several software programs — that's a problem that seems eternal.

FINTECH MAR 04, 2008
Schwab tech exec surveys field

Dan Skiles, vice president of Technology for Schwab Institutional, discussed the many issues his team has confronted.

PRACTICE MANAGEMENT MAR 03, 2008
March Week 1: Communicating with clients

How do you become a better communicator? Learn how in the first of a four-week step-by-step program.

FINTECH MAR 03, 2008
Top re-balancing software vendors duke it out for new customers

Competition is heating up in the normally sedate world of portfolio re-balancing software.

PRACTICE MANAGEMENT MAR 03, 2008
H&R Block loses $4 million arbitration case

Top management at H&R Block Inc., parent of H&R Block Financial Advisors Inc., allegedly turned up the heat and threatened a senior executive in the middle of an acrimonious dispute over compensation, according to an arbitration complaint that led to a $4 million award to the executive last month.

FINTECH FEB 28, 2008
Citadel, Bloomberg create trading platform

Citadel Solutions starting Operational Alpha, the first fully integrated hedge fund trading platform for users of Bloomberg’s AIM institutional order management system.

FINTECH FEB 28, 2008
Survey: Risk technology below par

Many executives said their risk assessment systems had no common control library or were not sure if one existed.

FINTECH FEB 26, 2008
Citi gets a Legg up in SMA account trading

Citi Global Wealth Management will acquire the managed account trading and technology platform of Legg Mason Private Portfolio Group.

FINTECH FEB 25, 2008
Nasdaq unveils Market Replay

The tool can replay the market in simulated real-time at an accelerated or decelerated speed, according to the exchange.

FINTECH FEB 25, 2008
Technology solutions taking aim

While industry experts and broker-dealers are working to simplify variable annuity processing and cut down on paperwork electronically, software vendors are trying to help advisers easily compare products to comply with suitability requirements.

FINTECH FEB 25, 2008
Act For Financial Professionals

Despite some quibbles, Act For Financial Professionals is a customer relationship management system that is making many advisers' short lists.

FINTECH FEB 19, 2008
Signature Resources teams with Fundquest

Signature Resources Capital Management has teamed up with Fundquest Inc. to launch a wealth management platform.

FINTECH FEB 18, 2008
LPL's CIO says tools are sound

LPL Financial will increase its spending on monitoring tools and in other areas to make sure it does not experience a repeat of last year's technology glitches, according to its new chief information officer.