Investors can now buy and sell stocks and fractional shares with zero trading commissions, marking a shift from the company's previous emphasis on the value of passive investing.
The regulator releases an update to an exam sweep probing how member firms tout themselves on social media.
LPL's disclosure follows a crackdown by US regulators on financial firms' failure to monitor employee communications on messaging apps.
As an advisor's client base grows, more of their time is spent servicing existing clients, which leaves little time for finding new ones.
Michigan-based Innovia Wealth concentrates on entrepreneurs who are on the brink of striking it rich.
FutureAdvisor joins a growing roster of robo-advisors that have closed up shop, including RobustWealth and Motif Investing.
Su, who would become the first Asian American Cabinet secretary in Biden’s administration, would replace Marty Walsh.
An integration with Redtail Speak, a compliant texting service, is just the beginning of the company's plans to bring artificial intelligence into its technology.
For the last six years, Lindsay Hans has headed Merrill's Northeast and Mid Atlantic Divisions. She succeeds Don Plaus, who's retiring.
Some cities have far higher ratios of personal financial advisors to adult inhabitants than others.
Plus, Holistiplan goes to college, AIMR Analytics releases advisor comparison tool, and GW&K selects PureFacts.
TIAA announced the hiring of Shamila Rajaratnam from the Vanguard Group and Jim Mullery from Prudential to round out its retirement solutions leadership team.
Julian Lopez will focus on LPL's relationships with independent advisors.
The turnkey asset management and technology provider brought in $456 million in revenue last year, up 20% year-over-year.
Financial advisors can play an active role in the success of student athletes with name, image and likeness deals, but they need to speak the language of their young clients.
Dynasty has acquired a minority stake in BridgeFT and appointed its chief technology officer, Frank Coates, to serve on the fintech’s board.
The artificial intelligence software, which became an internet phenomenon in recent months, generates text, images and other media in response to a short prompt.
Allocations to cash helped Schwab's robo post the second-best one-year trailing performance, according to a new report from Condor Capital.
The SEC and the CFTC are looking at the bank's retention of employee communications related to the use of unapproved messaging apps, it disclosed in a filing.
The service aims to help RIAs and breakaways with organizational structure, compensation and entity design.
