This month’s highlights include Envestnet’s entering the RIA custodial business and Docupace’s launch of an RIA Productivity Toolkit.
With an assist from the Lucy Shair Foundation, Valerie Rivera aims to serve clients who are the first in their families to rise to the professional class.
The sixth annual recognition program aims to tell the stories of individuals and firms that implement and advocate for diversity and inclusion within the financial advisory industry.
The bank says costs will be a top priority this year; it also says it's still committed to its digital assets strategy despite the turmoil in crypto markets.
Plus Brad Weber gets Savvy, iCapital adds 100 to its tech team, and Richr launches an advisory service.
Advisors at Wells Fargo have been under a cloud since 2016, when the bank's fake-account scandal erupted.
What women need is richer context about the implications of financial decisions and what they are truly trading.
The wealth management franchise at Bank of America continued to perform well in 2022 despite the stock market sell-off.
The industry absolutely loves these terms, but jargon obfuscates, intentionally or not, what the product actually does.
The firm will dismiss about 2.5% of its global workforce after grappling with sharp declines last year in equity and bond markets.
The Patriot Financial Group, based in a suburb of Boston, works with 70 financial advisors who have $2.5 billion in client assets.
One way to think positively about the new year is to focus on the activities and actions you can control.
Litquidity, which has more than a million followers on Twitter and Instagram, is hoping to help connect its followers with jobs at private equity firms, hedge funds and other alternative asset managers.
In this year's report, the regulator also created a separate section under the heading of 'financial crimes,' which includes cybersecurity, anti-money laundering and manipulative trading.
Moisand will guide the organization as it launches its first-ever comprehensive review of CFP Board's competency standards
Vestwell will provide a small business component for Carson Group’s Complete 401(k) offering that will allow advisors to better scale their small-and-midsize business retirement plan practices.
The firm, led by Kimberly Foss, manages $250 million, and is the 15th woman-owned firm Mercer has purchased since 2016.
If advisors who have less than a certain ownership threshold are free to leave an acquired firm, it could give buyers pause.
Rose Palazzo, currently the head of MoneyGuide, will assume Leal's duties as group president of Envestnet Financial Planning.
The decision comes as the company's owner, Tiger Brokers, faces accusations of violating Chinese securities laws.
