Litquidity, which has more than a million followers on Twitter and Instagram, is hoping to help connect its followers with jobs at private equity firms, hedge funds and other alternative asset managers.
In this year's report, the regulator also created a separate section under the heading of 'financial crimes,' which includes cybersecurity, anti-money laundering and manipulative trading.
Moisand will guide the organization as it launches its first-ever comprehensive review of CFP Board's competency standards
Vestwell will provide a small business component for Carson Group’s Complete 401(k) offering that will allow advisors to better scale their small-and-midsize business retirement plan practices.
The firm, led by Kimberly Foss, manages $250 million, and is the 15th woman-owned firm Mercer has purchased since 2016.
If advisors who have less than a certain ownership threshold are free to leave an acquired firm, it could give buyers pause.
Rose Palazzo, currently the head of MoneyGuide, will assume Leal's duties as group president of Envestnet Financial Planning.
The decision comes as the company's owner, Tiger Brokers, faces accusations of violating Chinese securities laws.
The executive, who was once considered a potential CEO candidate, is leaving after a 28-year run.
While divorce is a sad fact for families, it gives financial advisors the chance to prove their worth over a short, intense period.
Hypatia Women CEO ETF leverages the logic that female executives represent a rare level of excellence when it comes to leadership and management skills.
Finra has made a 'preliminary decision' to recommend some type of disciplinary action against James Iannazzo, according to BrokerCheck.
Advisors should encourage clients to take an honest look at where they are in life, assess their priorities, reflect on their values, and align it all to their goals.
Fintechs may find themselves mimicking some of the same strategies advisors use to demonstrate the value they bring to clients during difficult markets.
Philanthropic goals are prompting women to become more involved in family asset management.
The proposal would bar employers from entering into or enforcing such clauses and require companies to nullify any existing ones within six months.
Lee plans to focus on advancing the FPA's mission of title protection for financial planners.
The same Fed policy that hurt fixed income last year is likely to make it the ballast for portfolios for the year ahead.
Steady guidance can calm consumers’ fears — and emotional reactions — around inflation and market volatility.
It's up to the industry to explain to potential recruits how advisors make a living.
