Advisor Moves

Displaying 754 results
Texas rep managing $265 million joins LPL from B. Riley
NEWS BROKER DEALERS APR 26, 2022
Texas rep managing $265 million joins LPL from B. Riley

Michael Gavett is moving to Linsco, the employee unit of LPL, in Dallas.

Raymond James adds team that managed $340 million at Merrill
NEWS BROKER DEALERS APR 25, 2022
Raymond James adds team that managed $340 million at Merrill

The four advisers will operate as Resolute Private Wealth in Forest, Virginia.

Stifel rep managing $410 million moves to LPL’s employee channel
NEWS ADVISOR MOVES APR 21, 2022
Stifel rep managing $410 million moves to LPL’s employee channel

Robert Mitchell and his team will open an office for the firm in Greensboro, North Carolina.

UBS team managing $270 million joins Sanctuary
NEWS RIAS APR 20, 2022
UBS team managing $270 million joins Sanctuary

The three-person team in Santa Barbara, California, is led by Antonia LaRocca and operates as Saige Private Wealth.

Morgan Stanley duo managing $380 million goes indie with LPL
NEWS ADVISOR MOVES APR 20, 2022
Morgan Stanley duo managing $380 million goes indie with LPL

Chad Keeler, Brock Rouch set up Platte River Private Wealth in Casper, Wyoming.

Miami duo managing $400 million moves to Sanctuary from Insigneo
NEWS ADVISOR MOVES APR 15, 2022
Miami duo managing $400 million moves to Sanctuary from Insigneo

Walter Alves and Bruno Gorgatti specialize in serving Brazilian investors.

Mother-son duo managing $175 million affiliates with LPL
NEWS BROKER DEALERS APR 14, 2022
Mother-son duo managing $175 million affiliates with LPL

Theresa and Kevin Hannon, who operate as Hannon Financial Group in Oak Brook, Illinois, are switching from American Portfolios.

Edward Jones rep managing $230 million goes indie with Raymond James
NEWS BROKER DEALERS APR 14, 2022
Edward Jones rep managing $230 million goes indie with Raymond James

Logan Skinner and his team are setting up Axis Private Wealth in Longview, Texas.

Edward Jones duo managing $327 million go indie with Raymond James
NEWS ADVISOR MOVES APR 11, 2022
Edward Jones duo managing $327 million go indie with Raymond James

Keith Haller, Cory Shepard, who set up shop in Kirkland, Washington, are joining the firm’s independent adviser channel.

UBS duo managing $210 million joins Janney
NEWS ADVISOR MOVES APR 07, 2022
UBS duo managing $210 million joins Janney

The Morris Jerkovich Group is based in Bedminster, New Jersey.

UBS team managing $360 million moves to LPL
NEWS ADVISOR MOVES APR 06, 2022
UBS team managing $360 million moves to LPL

Gary Edmonds, Andy Chang are joining the firm's Linsco employee-broker unit in Washington, DC.

Morgan Stanley rep managing $260 million goes to Linsco
NEWS ADVISOR MOVES APR 04, 2022
Morgan Stanley rep managing $260 million goes to Linsco

Financial adviser Lisa Tesar joins LPL’s employee unit in Cedar Rapids, Iowa.

Texas bank team managing $483 million affiliates with Ameriprise
NEWS ADVISOR MOVES APR 04, 2022
Texas bank team managing $483 million affiliates with Ameriprise

The advisers at Terrell, Texas-based American National Bank of Texas had previously been affiliated with LPL Financial.

Women-owned $220 million hybrid shifts to Commonwealth from Triad
NEWS ADVISOR MOVES MAR 30, 2022
Women-owned $220 million hybrid shifts to Commonwealth from Triad

Four-adviser Stonebridge Financial Planning Group, which is based in Orlando, Florida, specializes in working with women in transition.

Cresset hires advisers managing $800 million
NEWS ADVISOR MOVES MAR 30, 2022
Cresset hires advisers managing $800 million

Chris Georgopoulos joins in West Palm Beach, Florida, and Thomas McKeown joins in Chicago.

Raymond James adds Merrill pair with $353 million in assets
NEWS BROKER DEALERS MAR 29, 2022
Raymond James adds Merrill pair with $353 million in assets

The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.

Team with $240 million in assets joins Arkadios from Securities America
NEWS ADVISOR MOVES MAR 28, 2022
Team with $240 million in assets joins Arkadios from Securities America

WhiteStone Wealth Management Management is based in San Antonio, Texas.

Edward Jones rep managing $135 million goes indie with Raymond James
NEWS ADVISOR MOVES MAR 28, 2022
Edward Jones rep managing $135 million goes indie with Raymond James

Samuel Martin has set up his own firm, SJ Martin Wealth Management, in Beaufort, South Carolina.

UBS duo managing $265 million goes indie with LPL
NEWS PRACTICE MANAGEMENT MAR 28, 2022
UBS duo managing $265 million goes indie with LPL

Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.

Cetera adds team that managed $327 million at LPL
NEWS BROKER DEALERS MAR 24, 2022
Cetera adds team that managed $327 million at LPL

The Baton Rouge, Louisiana-based Hays Breard Financial Group is joining Cetera’s Summit Financial.