Advisor Moves

Displaying 734 results
Georgia teams managing $308 million join Raymond James
NEWS BROKER DEALERS NOV 10, 2021
Georgia teams managing $308 million join Raymond James

Two advisers from Truist and a trio from Merrill Lynch are moving to the firm's employee channel.

Merrill Lynch duo managing $215 million join Raymond James
NEWS BROKER DEALERS NOV 09, 2021
Merrill Lynch duo managing $215 million join Raymond James

Francine Payson and Tarek Salhab are joining the firm's employee unit in Fort Myers, Florida.

Bank rep serving $400 million goes indie with LPL
NEWS BROKER DEALERS NOV 09, 2021
Bank rep serving $400 million goes indie with LPL

Scott Howell will open an office in Summit, New Jersey.

Duo managing $1.5 billion at SunTrust join Homrich Berg
NEWS RIAS NOV 08, 2021
Duo managing $1.5 billion at SunTrust join Homrich Berg

Kevin Campbell and Amy Owen are opening an office for Homrich Berg in Palm Beach Gardens, Florida.

Billion-dollar trio at Wells Fargo moves to Ashton Thomas
NEWS RIAS NOV 05, 2021
Billion-dollar trio at Wells Fargo moves to Ashton Thomas

The three advisers will open the firm’s third Montana office in Helena.

LPL snags $350 million Cetera team
NEWS BROKER DEALERS NOV 03, 2021
LPL snags $350 million Cetera team

Ohio-based River Cities Financial Services is led by Michael Anthony.

Merrill Lynch duo managing $216 million joins Raymond James
NEWS WIREHOUSES OCT 29, 2021
Merrill Lynch duo managing $216 million joins Raymond James

Gus Fingado and Matthew Walter are joining the firm's employee unit in Manalapan, New Jersey.

Merrill Lynch trio managing $565 million moves to RBC
NEWS WIREHOUSES OCT 28, 2021
Merrill Lynch trio managing $565 million moves to RBC

Mark Johnson, Bart McNabb and Adam Johnson based in Wayzata, Minnesota.

UBS rep managing $265 million joins LPL
NEWS BROKER DEALERS OCT 25, 2021
UBS rep managing $265 million joins LPL

David Winchell is setting up his own firm, Winchell Financial Group, in Las Vegas.

RBC lands Merrill Lynch rep managing $800 million
NEWS ADVISOR MOVES OCT 22, 2021
RBC lands Merrill Lynch rep managing $800 million

Stephen P. McGovern, who joined Merrill in 2009, makes the move in Stuart, Florida.

Merrill Lynch trio managing $890 million moves to UBS
NEWS WIREHOUSES OCT 22, 2021
Merrill Lynch trio managing $890 million moves to UBS

The veteran advisers and three associates make the switch in midtown Manhattan

Team managing $250 million leaves Ameriprise for LPL
NEWS BROKER DEALERS OCT 20, 2021
Team managing $250 million leaves Ameriprise for LPL

The father-and-son Riolo Financial Group is based in New City, New York.

Merrill Lynch adviser managing $150 million opts for LPL
NEWS ADVISOR MOVES OCT 18, 2021
Merrill Lynch adviser managing $150 million opts for LPL

Peter Shunyia in Troy, Michigan, has affiliated through a super office of supervisory jurisdiction.

The 6 smart questions you should ask recruiters before switching broker-dealers
NEWS OPINION OCT 29, 2015
The 6 smart questions you should ask recruiters before switching broker-dealers

It's a familiar scenario. After months (and in some cases years) of contemplation, research and discussions, an adviser has finally decided to switch firms. The adviser is ready to engage with the prospective firms and their recruiters. Now what?