Barnaby Grist was a high-profile — and defining — hire for Cetera Financial in 2010. A little more than three years later, the head of the brokerage's wealth management unit is leaving due to personal reasons.
Stole $7 million from clients, including his father-in-law; custodied with discount brokerage
"Market friendly" jobs report to keep Fed from easing up on easing, clearing upside for stocks. For now.
Launches product under recently acquired ThomasPartners' banner
Even though American Realty Capital Properties Inc. has withdrawn its bid to acquire Cole Credit Property Trust III, the controversy over the merger of the REIT with its manager is just getting going.
LPL's largest affiliate has passed along lessons learned in the trenches
CEO Barton calls it "sad day" for CFP Board; critics note College lacks similar disciplinary process.
