DJAMIESON

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NEWS REGULATION AND LEGISLATION MAY 29, 2013
Morgan Stanley banker withheld Facebook info, Mass. claims

Company agrees to pay $5M to settle the charge; 'clear violation'

INVESTING EQUITIES MAY 28, 2013
This is no 1990s-style stock bubble

Shares not nearly as dear as they were during dot-com boom; less fear about CAPE ratio

INVESTING EQUITIES MAY 21, 2013
Pimco still riding 'central-bank wave'

But El-Erian says fund giant slowly taking risk off the table ahead of Fed pullback

NEWS RIAS MAY 21, 2013
Madison Dearborn to buy NFP for $1.3 billion

Deal ends roller-coaster ride for wealth management aggregator.

NEWS REGULATION AND LEGISLATION MAY 17, 2013
Midsize advisers who don't switch could have their registrations withdrawn

INVESTING EQUITIES MAY 16, 2013
Why we're not in a 1990s-style stock market bubble

Valuation measures not in nosebleed territory but advisers see scope for pullback.

YOUR PRACTICE FINTECH MAY 13, 2013
Schwab website still on the fritz

Denial-of-service attack did not impact customer accounts or data, firm says.

NEWS REGULATION AND LEGISLATION MAY 09, 2013
LPL's $7.5M e-mail fine just latest in Finra crackdown

The record fine Finra meted out to LPL for failing to oversee its e-mail system is just the latest in the regulator's crackdown on digital diligence, reports Dan Jamieson.

NEWS INDUSTRY NEWS MAY 08, 2013
Bull market? Secular bear market of 2000 isn't over yet, says Easterling

Crestmont president says investors can expect normal to below-average returns for five to 10 years

INVESTING EQUITIES MAY 07, 2013
Jeffrey Gundlach's not afraid of bonds

Fixed income manager says bond bubble is a myth, Fed policy won't lead to inflation