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Vontobel creates four CITs
RETIREMENT RETIREMENT PLANNING JUN 03, 2022
Vontobel creates four CITs

The collective investment trusts will use SEI Trust Co. as the trustee.

Group overseeing $800 million switches to SagePoint from Lincoln
YOUR PRACTICE PRACTICE MANAGEMENT JUN 02, 2022
Group overseeing $800 million switches to SagePoint from Lincoln

IronBridge Wealth Counsel, which has eight advisers, has offices in seven cities across the country.

Finra appoints Michael Solomon to head examinations
NEWS INDUSTRY NEWS JUN 02, 2022
Finra appoints Michael Solomon to head examinations

After a stint as chief compliance officer at Rockefeller Financial, Solomon returns to the industry regulator.

Janney duo managing $375 million moves to Alex. Brown
NEWS BROKER DEALERS JUN 02, 2022
Janney duo managing $375 million moves to Alex. Brown

The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.

Raymond James completes acquisition of TriState Capital
NEWS BROKER DEALERS JUN 01, 2022
Raymond James completes acquisition of TriState Capital

The Pittsburgh-based private bank will continue to operate as a separately chartered institution.

Mariner Wealth to add $347 million RIA
NEWS RIAS JUN 01, 2022
Mariner Wealth to add $347 million RIA

National firm will acquire Boston-based Taylor Wealth Management Partners to bolster presence along the East Coast.

United Planners adopts private network solution
YOUR PRACTICE FINTECH MAY 31, 2022
United Planners adopts private network solution

The independent broker-dealer says the cybersecurity system from cleverDome offers more control than a virtual private network.

UBS duo managing $220 million moves to Raymond James
NEWS ADVISOR MOVES MAY 31, 2022
UBS duo managing $220 million moves to Raymond James

Mother-and-son team in Jacksonville, Florida, will operate as Taras Wealth Management of Raymond James.

Vanguard raises fees on five funds, lowers fees on two
INVESTING ESG MAY 27, 2022
Vanguard raises fees on five funds, lowers fees on two

Increases are one and four basis points; cuts are two basis points. The changes were made to funds with fiscal years ending January 2022.

Allspring Global selects three as independent directors
NEWS INDUSTRY NEWS MAY 26, 2022
Allspring Global selects three as independent directors

Nora Jordan, Kay Madati and Chip Roame complete the asset manager's 11-person board.