At the Technology Tools for Today conference, guest host Ryan W. Neal sits down with Dani Fava, head of strategic development at Envestnet, who talks about the most exciting startups she met with at the conference and the latest innovations coming out of Envestnet.
Franklin Templeton CEO Jenny Johnson joins guest host Ryan W. Neal to share her impressions of her first Technology Tools for Today conference, where she appeared in a fireside chat with T3 president Joel Bruckenstein discussing her firm's latest technology, as well as on a panel on increasing diversity in the industry.
Co-founder Daniel Pipitone allegedly fibbed about allowing purchases of meme stocks.
Rockefeller will serve as a plan’s ERISA section (3(38)) investment manager.
Sonnenfeld Financial Group is based in Minnesota and Lincoln Capital Inc. in San Diego.
The industry veteran formerly held posts at PaineWebber and Merrill Lynch.
Department of Labor investigation found employer failed to forward employees’ contributions.
InvestmentNews technology editor Ryan W. Neal sits down with Andrew Salesky, head of digital adviser solutions at Charles Schwab, to get an update on the ongoing TD Ameritrade integration and the latest digital developments for advisers using Schwab's platform.
The agency says the RIA unit, which breached fiduciary duty over compensation from an affiliate, consented to a cease-and-desist order and a censure.
Securian will serve as the pooled plan provider and ERISA 3(16) fiduciary, while Strategic Retirement will provide ERISA 3(38) investment management and consulting services.
