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IMA Wealth offers small-plan retirement program
RETIREMENT RETIREMENT PLANNING MAY 20, 2022
IMA Wealth offers small-plan retirement program

Alerus serves as the designated 3(16) plan administrator and T. Rowe Price serves as record keeper.

Merrill team managing $409 million joins Raymond James
NEWS BROKER DEALERS MAY 19, 2022
Merrill team managing $409 million joins Raymond James

The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.

Oppenheimer rep managing $180 million joins Linsco
NEWS ADVISOR MOVES MAY 19, 2022
Oppenheimer rep managing $180 million joins Linsco

Randall Pickett joins LPL’s employee channel. The Pickett Group of LPL Financial will be the second team to join the Linsco office in Dallas.

Mariner buys $612 million Michigan RIA
NEWS RIAS MAY 18, 2022
Mariner buys $612 million Michigan RIA

The deal for Emerson Wealth, which is based in Bloomfield Hills, gives Mariner its second office in the Detroit area.

Survey finds 56% of affluent have charitable giving strategy
NEWS INDUSTRY NEWS MAY 17, 2022
Survey finds 56% of affluent have charitable giving strategy

BNY Mellon says most investors, particularly Gen X and millennials, want their adviser to understand their values.

Raymond James offers remote company administrative support
YOUR PRACTICE PRACTICE MANAGEMENT MAY 16, 2022
Raymond James offers remote company administrative support

The program offers independent branch owners turnkey administrative support from experienced branch associates.

The livin’ is not so easy in the new American summer
YOUR PRACTICE PRACTICE MANAGEMENT MAY 16, 2022
The livin’ is not so easy in the new American summer

The summer’s generally overcast economic and market climate probably presents the greatest challenge for many advisers and their clients.

Crypto and its place in 401(k) plans
THE INVESTMENTNEWS PODCAST MAY 16, 2022
Crypto and its place in 401(k) plans

Bruce Kelly sorts through the complicated pairing of crypto and 401(k)s with InvestmentNews' very own Mark Schoeff Jr. and Jennifer Gibbs Swets, partner and retirement plan consultant at DWC – The 401(k) Experts.

SEC obtains emergency relief against alleged Ponzi schemers
NEWS REGULATION AND LEGISLATION MAY 16, 2022
SEC obtains emergency relief against alleged Ponzi schemers

The defendants, including two who had been barred from the brokerage industry, pocketed more than $75 million.

GMO hires new head of ESG
YOUR PRACTICE PRACTICE MANAGEMENT MAY 16, 2022
GMO hires new head of ESG

Deborah Ng will lead and accelerate the firm’s ESG and sustainability-related initiatives.