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UBS team managing $850 million goes indie with Sanctuary
NEWS ADVISOR MOVES MAY 02, 2022
UBS team managing $850 million goes indie with Sanctuary

Four-adviser group sets up shop as Questar Capital in Paramus, New Jersey.

Older advisers don't have to fade away
YOUR PRACTICE PRACTICE MANAGEMENT MAY 02, 2022
Older advisers don't have to fade away

There's lots of discussion about the aging of the advisory workforce and the need for succession planning, but an aging workforce can be an asset, not a problem.

Cetera creates preprogrammed client events for advisers
YOUR PRACTICE PRACTICE MANAGEMENT APR 29, 2022
Cetera creates preprogrammed client events for advisers

Trivia night is one of a number of themed events that advisers can offer clients either in person or virtually.

KraneShares adds carbon-offset ETF
INVESTING ESG APR 29, 2022
KraneShares adds carbon-offset ETF

The product is the first to include the top carbon-offset futures markets into one fund, the firm says.

Schwab lets DIY clients see MSCI ESG stock ratings
INVESTING ESG APR 29, 2022
Schwab lets DIY clients see MSCI ESG stock ratings

About a quarter of Schwab’s retail clients said their values or personal interests factor into their investment decisions.

Prospera creates program matching practice buyers, sellers
YOUR PRACTICE PRACTICE MANAGEMENT APR 28, 2022
Prospera creates program matching practice buyers, sellers

The Advisor Practice Exchange Program program includes a dedicated consultant to help advisers navigate the buying or selling process.

Employers fret about retirement income
RETIREMENT RETIREMENT PLANNING APR 28, 2022
Employers fret about retirement income

Just 66% say target-date funds do extremely well or very well when it comes to helping plan participants deal with their income needs during retirement.

People's United Bank joins LPL platform
NEWS BROKER DEALERS APR 27, 2022
People's United Bank joins LPL platform

The bank was recently acquired by M&T, and its program will add 30 advisers and roughly $6 billion in assets.

UBS fined $350,000 for failing to report certain trades
NEWS WIREHOUSES APR 27, 2022
UBS fined $350,000 for failing to report certain trades

Finra says the firm failed to report certain trades in TRACE-eligible securities.

Edelman hires Goldman exec as CFO
YOUR PRACTICE PRACTICE MANAGEMENT APR 27, 2022
Edelman hires Goldman exec as CFO

Suzanne van Staveren will work on Edelman Financial Engines’ long-term growth strategy and financial objectives.