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Beacon Pointe buys firms managing $550 million
NEWS INDUSTRY NEWS MAY 02, 2022
Beacon Pointe buys firms managing $550 million

The acquisitions add presence in Carlsbad, California, and Indianapolis.

Number of registered reps, brokerages declined again in 2021: Finra
NEWS REGULATION AND LEGISLATION MAY 02, 2022
Number of registered reps, brokerages declined again in 2021: Finra

While the number of firms decreased, aggregate revenue for Finra-registered firms rose to $398.5 billion in 2021, up from $361.9 billion in 2020.

Talking cannabis rules and regulations
THE INVESTMENTNEWS PODCAST MAY 02, 2022
Talking cannabis rules and regulations

Jeff and Bruce dive deep into the world of cannabis investments with ETF Managers Group's cannabis research and banking expert Jason Wilson, who addresses how the industry will continue to shift as a result of changing regulations and what the rules are currently.

UBS team managing $850 million goes indie with Sanctuary
NEWS ADVISOR MOVES MAY 02, 2022
UBS team managing $850 million goes indie with Sanctuary

Four-adviser group sets up shop as Questar Capital in Paramus, New Jersey.

Older advisers don't have to fade away
YOUR PRACTICE PRACTICE MANAGEMENT MAY 02, 2022
Older advisers don't have to fade away

There's lots of discussion about the aging of the advisory workforce and the need for succession planning, but an aging workforce can be an asset, not a problem.

Cetera creates preprogrammed client events for advisers
YOUR PRACTICE PRACTICE MANAGEMENT APR 29, 2022
Cetera creates preprogrammed client events for advisers

Trivia night is one of a number of themed events that advisers can offer clients either in person or virtually.

KraneShares adds carbon-offset ETF
INVESTING ESG APR 29, 2022
KraneShares adds carbon-offset ETF

The product is the first to include the top carbon-offset futures markets into one fund, the firm says.

Schwab lets DIY clients see MSCI ESG stock ratings
INVESTING ESG APR 29, 2022
Schwab lets DIY clients see MSCI ESG stock ratings

About a quarter of Schwab’s retail clients said their values or personal interests factor into their investment decisions.

Prospera creates program matching practice buyers, sellers
YOUR PRACTICE PRACTICE MANAGEMENT APR 28, 2022
Prospera creates program matching practice buyers, sellers

The Advisor Practice Exchange Program program includes a dedicated consultant to help advisers navigate the buying or selling process.

Employers fret about retirement income
RETIREMENT RETIREMENT PLANNING APR 28, 2022
Employers fret about retirement income

Just 66% say target-date funds do extremely well or very well when it comes to helping plan participants deal with their income needs during retirement.