Shawn Parker of Schaumburg, Illinois, falsified $25,000 in expenses, regulator says.
Fintech sets $2,000 minimum for new offering, Altruist Strategist Suite, which will bow by June.
Robert Mitchell and his team will open an office for the firm in Greensboro, North Carolina.
Advisers can play a big part in whether clients use impact investments, survey finds.
Aspire Holdings will hold the firm’s investments in RIAs as it pursues a plan to invest up to $300 million in the sector.
Upon completion of the modules within the platform, called UniFi by CAIA, participants will earn microcredentials.
The three-person team in Santa Barbara, California, is led by Antonia LaRocca and operates as Saige Private Wealth.
Chad Keeler, Brock Rouch set up Platte River Private Wealth in Casper, Wyoming.
The transaction is expected to close in the second quarter, with Redtail CEO Brian McLaughlin becoming president of Orion.
Team of paraplanners will gather data and input it into planning software to provide financial plans for advisers' clients.
