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Snowden Lane Partners hires trio managing $350 million
NEWS ADVISOR MOVES APR 26, 2022
Snowden Lane Partners hires trio managing $350 million

Andrew Randak, Nicole Boutmy de Katzmann and Kristian Sedeño, formerly of Fieldpoint Private Advisors, have formed The Mile Creek Global Group.

Texas rep managing $265 million joins LPL from B. Riley
NEWS BROKER DEALERS APR 26, 2022
Texas rep managing $265 million joins LPL from B. Riley

Michael Gavett is moving to Linsco, the employee unit of LPL, in Dallas.

Merrill’s digital chief joins LPL as chief product officer
NEWS BROKER DEALERS APR 26, 2022
Merrill’s digital chief joins LPL as chief product officer

Kabir Sethi will head firm’s technology; Matt Enyedi will lead national sales and marketing.

Raymond James adds team that managed $340 million at Merrill
NEWS BROKER DEALERS APR 25, 2022
Raymond James adds team that managed $340 million at Merrill

The four advisers will operate as Resolute Private Wealth in Forest, Virginia.

Discussing the Schwab-TD Ameritrade merger with Tom Bradley
THE INVESTMENTNEWS PODCAST APR 25, 2022
Discussing the Schwab-TD Ameritrade merger with Tom Bradley

Bruce and Jeff talk with Tom Bradley, managing director at Charles Schwab, about the Schwab-TD Ameritrade merger. They break down the multiyear process of the acquisition and get an update on its current status.

California RIA firm employee arrested in double homicide
NEWS BROKER DEALERS APR 22, 2022
California RIA firm employee arrested in double homicide

Ramy Fahim is suspected of killing a co-worker at Pence Wealth Management and that man's roommate earlier this week.

Volatility, recession top investor fears, study finds
RETIREMENT LIFE INSURANCE AND ANNUITIES APR 22, 2022
Volatility, recession top investor fears, study finds

Virtually all advisers have risk-management strategies in place, says Nationwide.

Finra bans former Ameriprise rep over reimbursements
NEWS REGULATION AND LEGISLATION APR 22, 2022
Finra bans former Ameriprise rep over reimbursements

Shawn Parker of Schaumburg, Illinois, falsified $25,000 in expenses, regulator says.

Altruist to launch direct indexing model portfolio
YOUR PRACTICE FINTECH APR 21, 2022
Altruist to launch direct indexing model portfolio

Fintech sets $2,000 minimum for new offering, Altruist Strategist Suite, which will bow by June.

Stifel rep managing $410 million moves to LPL’s employee channel
NEWS ADVISOR MOVES APR 21, 2022
Stifel rep managing $410 million moves to LPL’s employee channel

Robert Mitchell and his team will open an office for the firm in Greensboro, North Carolina.