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InvestmentNews
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John French joins Bonhill Group as US board chairman
YOUR PRACTICE PRACTICE MANAGEMENT OCT 04, 2021
John French joins Bonhill Group as US board chairman

The media executive will help provide strategy and guidance for InvestmentNews.

MAI Capital acquires $230 million RIA
NEWS INDUSTRY NEWS OCT 04, 2021
MAI Capital acquires $230 million RIA

Storey & Associates is based in North Canton, Ohio.

Adviser managing $170 million at Wells Fargo goes indie with LPL
NEWS BROKER DEALERS OCT 04, 2021
Adviser managing $170 million at Wells Fargo goes indie with LPL

Sean Khaligh, who joined Wells in 2007, is affiliating with LPL through The Financial Services Network and has formed EQ Private Wealth Advisors in Palos Verdes, California.

60/40 is gone, 70/30 is in, and alternatives are too
THE INVESTMENTNEWS PODCAST OCT 04, 2021
60/40 is gone, 70/30 is in, and alternatives are too

Steve Skancke from Keel Point joins Jeff and Bruce to chat alternatives. With his long history of both governmental and private-sector work, Steve helps break down why the 60/40 portfolio has shifted to 70/30, and why alts make more sense now than ever.

SEC charges California firms with misleading clients about markups
NEWS REGULATION AND LEGISLATION OCT 04, 2021
SEC charges California firms with misleading clients about markups

TCFG in Laguna Nigel marked up ticket charges 60% of the time, but told advisory clients that markups were imposed only 'in some limited instances,' the agency says.

Former fund CEO agrees to pay $5.5 million over fraud charge
NEWS REGULATION AND LEGISLATION SEP 30, 2021
Former fund CEO agrees to pay $5.5 million over fraud charge

The SEC charged Robert Press, the former CEO of TCA Fund Management, and Donna Silverman, its former chief portfolio manager, with inflating net asset values.

Avantax practices managing $350 million move to Cetera
NEWS BROKER DEALERS SEP 30, 2021
Avantax practices managing $350 million move to Cetera

Veteran advisers in Oklahoma and Utah affiliate with Cetera through Texas-based Farpointe Wealth Partners.

Standard introduces small-plan record-keeping tool
RETIREMENT RETIREMENT PLANNING SEP 30, 2021
Standard introduces small-plan record-keeping tool

The solution, which targets retirement plans with up to $2 million in assets, is built on a large-plan platform and can accommodate growth.

Empower Retirement plans to hire 325 by year-end
RETIREMENT RETIREMENT PLANNING SEP 30, 2021
Empower Retirement plans to hire 325 by year-end

The company's retirement solutions group is looking for both entry-level and experienced staff.

OneDigital acquires $350 million advisory firm
RETIREMENT RETIREMENT PLANNING SEP 30, 2021
OneDigital acquires $350 million advisory firm

Praxis Consulting, based in Sacramento, California, has $240 million in retirement plan assets and $110 million in personal advisory assets.