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Wells Fargo duo managing $266 million goes indie with Raymond James
NEWS BROKER DEALERS AUG 05, 2021
Wells Fargo duo managing $266 million goes indie with Raymond James

Jeff Anderson and Doug McClure of Bothell, Washington, affiliate through Mainspring Wealth Advisors, an office of supervisory jurisdiction.

Jeff Jones elected chair-elect of NAPFA
YOUR PRACTICE PRACTICE MANAGEMENT AUG 04, 2021
Jeff Jones elected chair-elect of NAPFA

Three new directors were elected to the National Association of Personal Financial Advisors' board.

OneDigital and Ascensus offering managed-account, financial wellness package
RETIREMENT RETIREMENT PLANNING AUG 04, 2021
OneDigital and Ascensus offering managed-account, financial wellness package

The insurance broker and the record keeper team up to create a product for small retirement plans.

Cryptoasset platform Onramp Invest raises $6 million
INVESTING ALTERNATIVES AUG 03, 2021
Cryptoasset platform Onramp Invest raises $6 million

The San Diego tech firm will use the funds to expand its offerings to RIAs and explore registering as a broker-dealer.

Practice managing $300 million at Lincoln Financial joins Cetera
NEWS BROKER DEALERS AUG 03, 2021
Practice managing $300 million at Lincoln Financial joins Cetera

Exton, Pennsylvania-based Brumbaugh Wealth Management is affiliating with Cetera through super OSJ AdvisorNet

Spouting Rock takes stake in Glovista
INVESTING EMERGING MARKETS AUG 03, 2021
Spouting Rock takes stake in Glovista

The minority investment adds emerging markets expertise to Spouting Rock's multi-boutique mix.

Merrill Lynch quintet managing $427 million moves to Raymond James
NEWS BROKER DEALERS AUG 03, 2021
Merrill Lynch quintet managing $427 million moves to Raymond James

The family-based team is joining the firm's employee unit and opening an office in West Fort Worth, Texas.

LPL lowers minimum on managed accounts
NEWS INDUSTRY NEWS AUG 03, 2021
LPL lowers minimum on managed accounts

The independent broker-dealer is cutting the required investment in its Optimum Market Portfolios to $1,000 from $10,000.

Blucora’s Avantax to acquire $1.1 billion New Jersey RIA
NEWS RIAS AUG 02, 2021
Blucora’s Avantax to acquire $1.1 billion New Jersey RIA

Parsippany-based Headquarters Advisory Group's three principals will become financial planning consultants with Avantax Planning Partners.

Trio managing $170 million switches to LPL from Kestra
NEWS BROKER DEALERS AUG 02, 2021
Trio managing $170 million switches to LPL from Kestra

The Glen Allen, Virginia-based firm was founded in 2015 and operates as Capstone Financial Partners.