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Merit acquires $291 million Atlanta-area firm
NEWS INDUSTRY NEWS AUG 02, 2021
Merit acquires $291 million Atlanta-area firm

Consilium Financial Group has used Merit's investment offerings and operational support since 2015.

Robinhood IPO and the end of ESG's sparkling performance?
THE INVESTMENTNEWS PODCAST JUL 30, 2021
Robinhood IPO and the end of ESG's sparkling performance?

Nicole Casperson helps Jeff and Bruce break down the Robinhood IPO, and professor Luke Taylor from Wharton shares his research findings on the future of ESG performance.

House bill would simplify approval of registered index-linked annuities
RETIREMENT RETIREMENT PLANNING JUL 30, 2021
House bill would simplify approval of registered index-linked annuities

A new SEC registration form tailored to the products would support innovation, the Insured Retirement Institute argues.

Daniel Moisand elected 2022 CFP Board chair-elect
YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2021
Daniel Moisand elected 2022 CFP Board chair-elect

The Florida adviser is on deck to become the group’s chair in 2023.

Wells Fargo taps Tyers to head independent advisor group
YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2021
Wells Fargo taps Tyers to head independent advisor group

The former AdvisorEngine exec will oversee FiNet, First Clearing and the wirehouse's RIA business.

Wells Fargo adviser managing $300 million leaves for RIA
NEWS RIAS JUL 29, 2021
Wells Fargo adviser managing $300 million leaves for RIA

Chad Bester is joining Mount Yale Capital Group in Minneapolis.

Empower Retirement sues Empower Geographics over web domain
RETIREMENT RETIREMENT PLANNING JUL 29, 2021
Empower Retirement sues Empower Geographics over web domain

The rights to the use of the empower.com domain are at the heart of the suit, which was filed in federal court in Illinois.

Pennsylvania RIA sentenced to 63 months for fraud
NEWS REGULATION AND LEGISLATION JUL 29, 2021
Pennsylvania RIA sentenced to 63 months for fraud

SEC previously charged George Heckler with fleecing $20 million from investors in a decade-long fraud.

Acquisition will create mega OSJ
NEWS BROKER DEALERS JUL 29, 2021
Acquisition will create mega OSJ

Nashville, Tennessee-based GenXFinancial is acquiring Boston Partners Financial Group to form a $9 billion firm.

Hub names chief investment officer
RETIREMENT RETIREMENT PLANNING JUL 28, 2021
Hub names chief investment officer

Brian Collins joins from Harbor Capital Advisors, a Chicago-based investment manager for Harbor Funds and pooled investment vehicles.