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InvestmentNews
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FBI, SEC warn public about fake brokers and advisers
NEWS REGULATION AND LEGISLATION JUL 27, 2021
FBI, SEC warn public about fake brokers and advisers

In an investor alert, the agencies point out four tactics that fraudsters use to trick investors, such as spoofed websites and fake profiles on social media platforms.

Sustainable fund assets grew 12% in Q2: Morningstar
INVESTING ESG JUL 27, 2021
Sustainable fund assets grew 12% in Q2: Morningstar

Inflows to 4,929 funds worldwide fell 24% from the first quarter’s record $184 billion, according to a Morningstar report.

Cresset acquires Texas RIA
NEWS RIAS JUL 27, 2021
Cresset acquires Texas RIA

Houston-based Asset Management Advisors manages $484 million, pushing Cresset's AUM to more than $14.5 billion.

Annuity sales surge 39% in second quarter
RETIREMENT RETIREMENT PLANNING JUL 27, 2021
Annuity sales surge 39% in second quarter

Variable annuity sales jump 55% to $32.8 billion in Q2, marking the highest quarterly sales in that category in nearly six years, according to the Secure Retirement Institute.

Most investors don’t understand investment costs, survey finds
NEWS INDUSTRY NEWS JUL 27, 2021
Most investors don’t understand investment costs, survey finds

Almost half believe that fund management costs are included in fee they pay their adviser, according to a State Street survey.

Private equity firm invests in Concurrent Partners
NEWS BROKER DEALERS JUL 26, 2021
Private equity firm invests in Concurrent Partners

Members of the partnership, which is affiliated with Raymond James, will be able to tap capital from Merchant Investment Management.

Senate Democrats introduce bill providing 401(k), IRA match
RETIREMENT RETIREMENT PLANNING JUL 26, 2021
Senate Democrats introduce bill providing 401(k), IRA match

The existing nonrefundable saver's credit would become a $1,000-a-year matching contribution from the government.

By casting a wide net, Finra hinders diversity
YOUR PRACTICE PRACTICE MANAGEMENT JUL 26, 2021
By casting a wide net, Finra hinders diversity

Should something that happened when applicants were teenagers still be held against them?

RIA valuations and 'stuck-flation'
THE INVESTMENTNEWS PODCAST JUL 26, 2021
RIA valuations and 'stuck-flation'

R.J. Moore, CEO of Private Advisor Group, and Peter Yi from Northern Trust discuss the inflation outlook and RIA valuations

The fight to #freeBritney is a step toward reform
RETIREMENT RETIREMENT PLANNING JUL 23, 2021
The fight to #freeBritney is a step toward reform

It’s not clear how many people may be suffering from the legal restraints that were supposed to protect them.