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Janney nabs three wirehouse teams managing almost $1.4B
NEWS BROKER DEALERS JUL 20, 2021
Janney nabs three wirehouse teams managing almost $1.4B

Four reps from Merrill Lynch join Janney, along with six advisers in two groups from Wells Fargo.

Mariner Wealth to acquire AdvicePeriod
NEWS RIAS JUL 20, 2021
Mariner Wealth to acquire AdvicePeriod

The capital to purchase the $4.4B Los Angeles-based RIA came from private equity firm Leonard Green & Partners.

Morgan Stanley trio managing $700 million goes indie
YOUR PRACTICE PRACTICE MANAGEMENT JUL 20, 2021
Morgan Stanley trio managing $700 million goes indie

Los Angeles-based PBC Private Wealth will use LPL’s strategic wealth services, a unit that supports breakaways.

Integrated Pension Services acquires Benefits 21
RETIREMENT RETIREMENT PLANNING JUL 20, 2021
Integrated Pension Services acquires Benefits 21

The acquired business was the pension administration arm of Friedman, a New York-based CPA firm.

ETF sponsors perform well on diversity, equity and inclusion, study finds
YOUR PRACTICE PRACTICE MANAGEMENT JUL 20, 2021
ETF sponsors perform well on diversity, equity and inclusion, study finds

Nearly 90% of exchange-traded fund sponsors received the highest score in Sage Advisory's study of ETF stewardship.

'Why aren't there more women RIAs?' Carson Group's research into women in the RIA space
THE INVESTMENTNEWS PODCAST JUL 19, 2021
'Why aren't there more women RIAs?' Carson Group's research into women in the RIA space

Compliance consultant Peggy Chait chats with Bruce and Jeff about Finra's effort to increase the diversity of the financial services industry. Teri Shepard from Carson Group talks about their new research on women in the RIA space.

Record 101 RIA transactions took place in first half
NEWS RIAS JUL 15, 2021
Record 101 RIA transactions took place in first half

Aging owners and a lack of succession planning are driving the M&A activity, DeVoe says.

Kahl to become acting examinations chief at SEC
YOUR PRACTICE PRACTICE MANAGEMENT JUL 15, 2021
Kahl to become acting examinations chief at SEC

He replaces Peter Driscoll, who is leaving the agency after heading the examinations division since January 2017.

Allworth acquires $315 million RIA
NEWS RIAS JUL 15, 2021
Allworth acquires $315 million RIA

Los Gatos, California-based Giordano Wealth Management was founded by Chris Giordano, who was previously affiliated with LPL Financial.

Fidelity Charitable reports record $4.3B in giving in first half
NEWS INDUSTRY NEWS JUL 14, 2021
Fidelity Charitable reports record $4.3B in giving in first half

Grants increased by 27% in dollar terms from the same period last year, with more than 123,000 charities benefiting from the donations.