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Wealthspire to acquire $1.5 billion StratWealth
NEWS RIAS OCT 01, 2020
Wealthspire to acquire $1.5 billion StratWealth

Acquisition of RIA firm will add to footprint in Middle Atlantic states

FPA names Dennis J. Moore 2021 president-elect
NEWS RIAS OCT 01, 2020
FPA names Dennis J. Moore 2021 president-elect

Moore, chief operating officer for Dallas-based Quest Capital Management, is currently completing a three-year term on FPA's board

2019 Rising Star Phuong Luong, Founder, JustWealth
NEWS INDUSTRY NEWS OCT 01, 2020
2019 Rising Star Phuong Luong, Founder, JustWealth

A role model for young women within the finance advice profession

Elissa Buie, 2019 Alexandra Armstrong Award Winner
NEWS INDUSTRY NEWS OCT 01, 2020
Elissa Buie, 2019 Alexandra Armstrong Award Winner

CEO describes efforts to achieve gender parity on both sides of the client relationship

Dana D’Auria joins Envestnet as co-CIO
YOUR PRACTICE FINTECH SEP 30, 2020
Dana D’Auria joins Envestnet as co-CIO

Former Symmetry Partners executive will share the role with Brandon Thomas

The 2020 Alexandra Armstrong Award winner is Mellody Hobson
YOUR PRACTICE WOMEN ADVISOR COMMUNITY SEP 30, 2020
The 2020 Alexandra Armstrong Award winner is Mellody Hobson

The co-CEO and president at Ariel Investments is a relentless advocate for equality

Net flows to ESG funds quadrupled to $20 billion in 2019
INVESTING ESG SEP 30, 2020
Net flows to ESG funds quadrupled to $20 billion in 2019

Broadridge report finds ESG accounts for 10% of assets in active equity funds

SEC gives Morgan Stanley a $5 million slap over short sales
NEWS WIREHOUSES SEP 30, 2020
SEC gives Morgan Stanley a $5 million slap over short sales

The firm separated hedges into two buckets, which is a Reg SHO no-no

How will global markets react to U.S. election?
NEWS INDUSTRY NEWS SEP 30, 2020
How will global markets react to U.S. election?

Schwab’s chief global investment strategist Jeffrey Kleintop joins Jeff Benjamin and Bruce Kelly to chat about the global markets and how they’ll react to the U.S. elections

Introducing the 2020 Women to Watch
YOUR PRACTICE PRACTICE MANAGEMENT SEP 29, 2020
Introducing the 2020 Women to Watch

Meet 23 female leaders advancing the financial advice business