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‘I’m getting lit up on TikTok!’ A candid conversation with Josh Brown
YOUR PRACTICE PRACTICE MANAGEMENT SEP 26, 2020
‘I’m getting lit up on TikTok!’ A candid conversation with Josh Brown

The Reformed Broker talks about his latest book and why he’s no longer a fan of Twitter

Adviser bilked more than $100,000 from investment partnerships: SEC
NEWS REGULATION AND LEGISLATION SEP 25, 2020
Adviser bilked more than $100,000 from investment partnerships: SEC

The regulator is seeking permanent injunctions against Oscar Haynes Morris Jr. and his RIA Lakeside Capital Partners

Older women anxious about finances in retirement: GAO report
RETIREMENT RETIREMENT PLANNING SEP 25, 2020
Older women anxious about finances in retirement: GAO report

Retired women in 14 focus groups are worried about rising health care costs

Americans believe sustainable funds can offer higher returns
INVESTING ESG SEP 23, 2020
Americans believe sustainable funds can offer higher returns

The Schroders survey found only 4% of respondents wouldn’t invest because they fear worse performance

B-Ds may be more likely to recommend complex products than RIAs
NEWS RIAS SEP 23, 2020
B-Ds may be more likely to recommend complex products than RIAs

The NASAA report analyzed the results of a benchmarking exam taken prior to implementation of Reg BI

On a tear! CI Financial scoops up US RIAs
NEWS INDUSTRY NEWS SEP 23, 2020
On a tear! CI Financial scoops up US RIAs

Kurt MacAlpine, CEO of Canada’s CI Financial, joins Jeff Benjamin and Bruce Kelly to talk about his company’s buying spree

Wells Fargo CEO draws fire for ‘limited’ Black talent comment
YOUR PRACTICE PRACTICE MANAGEMENT SEP 23, 2020
Wells Fargo CEO draws fire for ‘limited’ Black talent comment

U.S. lawmaker Alexandria Ocasio-Cortez joined critics on Twitter condemning the statements

Investors paying more attention to the S in ESG: Survey
INVESTING ESG SEP 22, 2020
Investors paying more attention to the S in ESG: Survey

Governance is still tops, but the pandemic has led to more concern about social factors

Trio managing $421 million at Oppenheimer launch RIA
NEWS RIAS SEP 22, 2020
Trio managing $421 million at Oppenheimer launch RIA

The newly minted advisory firm, Oxler Private Wealth, has chosen Pershing as its custodian

Wells Fargo duo managing $225 million launch LPL-affiliated hybrid
NEWS RIAS SEP 22, 2020
Wells Fargo duo managing $225 million launch LPL-affiliated hybrid

Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia