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Parents still saving for college despite pandemic: Fidelity
NEWS INDUSTRY NEWS SEP 22, 2020
Parents still saving for college despite pandemic: Fidelity

The survey found families are only on track to cover 33% of their savings goals

CI Financial to acquire $450 million Bowling Portfolio Management
NEWS RIAS SEP 21, 2020
CI Financial to acquire $450 million Bowling Portfolio Management

The Canadian company’s acquisition of the Cincinnati-based adviser is its ninth RIA transaction this year

Watch the Diversity & Inclusion Awards videos
YOUR PRACTICE PRACTICE MANAGEMENT SEP 21, 2020
Watch the Diversity & Inclusion Awards videos

Learn more about the winners of InvestmentNews’ 2020 D&I Awards

THE INVESTMENTNEWS PODCAST SEP 21, 2020
The NFL and Financial Advisers

This week we looking into the NFL Players Association rules for hiring financial advisers, along with the poor performance of active management. Hosts Jeff and Bruce also look at job cuts at Raymond James, a guest appearance by IN reporter Emile Hallez to discuss his latest cover story, and we grade Morningstar’s virtual conference.

‘All trick and no treat.’ Mary Beth Franklin on the Social Security trust fund crisis
RETIREMENT RETIREMENT PLANNING SEP 19, 2020
‘All trick and no treat.’ Mary Beth Franklin on the Social Security trust fund crisis

Mary Beth Franklin talks about the uncertainty around the Social Security trust fund and how advisers can help clients plan for that

Pandemic likely to reshape adviser-client communications, survey finds
YOUR PRACTICE PRACTICE MANAGEMENT SEP 18, 2020
Pandemic likely to reshape adviser-client communications, survey finds

Broadridge sees accelerated adoption of digitalization and personalization

We’ve come a long way, but still not far enough
YOUR PRACTICE PRACTICE MANAGEMENT SEP 18, 2020
We’ve come a long way, but still not far enough

Honoring and celebrating diversity and inclusion in the advice industry is paramount — now more than ever

Court orders asset manager to return $1 million to investors
NEWS REGULATION AND LEGISLATION SEP 18, 2020
Court orders asset manager to return $1 million to investors

SEC complaint alleges John Geraci knew of fraud when marketing his fund

SEC charges former Transamerica rep with fraud
NEWS REGULATION AND LEGISLATION SEP 17, 2020
SEC charges former Transamerica rep with fraud

Scott Allen Fries of Cincinnati took $178,000 from clients and spent it on himself

Robertson Stephens names Raj Bhattacharyya CEO
YOUR PRACTICE PRACTICE MANAGEMENT SEP 17, 2020
Robertson Stephens names Raj Bhattacharyya CEO

He replaces Stuart Katz, who continues as the firm’s CIO