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Millionaire millennials are real, so start servicing them now
NEWS INDUSTRY NEWS MAR 08, 2020
Millionaire millennials are real, so start servicing them now

Who will guide this unwanted cohort’s deceptively bright financial future?

>> Get your advance copy of the new issue
NEWS INDUSTRY NEWS MAR 06, 2020
>> Get your advance copy of the new issue

AssetMark buys RIA advising on $2 billion in assets
YOUR PRACTICE FINTECH MAR 05, 2020
AssetMark buys RIA advising on $2 billion in assets

The turnkey asset management platform's deal for OBS Financial Services will bring it relationships with 21 banks and 300 financial advisers

Balances in self-directed 401(k) accounts up 19% last year: Schwab
RETIREMENT RETIREMENT PLANNING MAR 05, 2020
Balances in self-directed 401(k) accounts up 19% last year: Schwab

Participants' asset allocation was largely unchanged, with more than a third of their assets in mutual funds

By the Numbers: Annuities News
RETIREMENT LIFE INSURANCE AND ANNUITIES MAR 04, 2020
By the Numbers: Annuities News

What will a new insurance model rule for states mean for advisers who sell annuities? And what is the goal of the new Retirement Income Institute?

Investors prefer advisers to algorithms
NEWS INDUSTRY NEWS MAR 04, 2020
Investors prefer advisers to algorithms

As financial advisers cope with careening markets and stressed clients, they may be heartened by a report showing that investors do value the human touch

Costs of elder fraud aren't always financial
YOUR PRACTICE PRACTICE MANAGEMENT MAR 04, 2020
Costs of elder fraud aren't always financial

More than two-thirds of advisers said the emotional toll on clients is substantial, according to a survey

Team managing $450 million at Wells Fargo starts RIA
NEWS RIAS MAR 04, 2020
Team managing $450 million at Wells Fargo starts RIA

Brown Miller Wealth Management in McLean, Va., will use First Clearing for custody

SEC charges two unregistered brokers with fraud
NEWS REGULATION AND LEGISLATION MAR 02, 2020
SEC charges two unregistered brokers with fraud

Cold-callers Jason Arthur and Christopher Bongiorno were unlicensed when they pitched investors the securities of two U.S. companies

LPL snags team managing $610 million from Raymond James
NEWS BROKER DEALERS MAR 02, 2020
LPL snags team managing $610 million from Raymond James

The move marks at least the second adviser to switch from Raymond James to LPL in as many months