InvestmentNews

InvestmentNews
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SEC wins case against Navellier & Associates
NEWS REGULATION AND LEGISLATION FEB 21, 2020
SEC wins case against Navellier & Associates

Agency alleged the advisory firm defrauded clients by misrepresenting returns on strategies

Wealth Enhancement Group acquires Joyn Advisors
NEWS RIAS FEB 21, 2020
Wealth Enhancement Group acquires Joyn Advisors

The acquisition of the RIA adds $1.3 billion to the national firm’s $17 billion in AUM

Diversity & Inclusion Awards
YOUR PRACTICE PRACTICE MANAGEMENT FEB 19, 2020
Diversity & Inclusion Awards

Please nominate an individual or firm for helping to promote diversity and inclusion in the financial advice industry. Deadline is April 20 to make nominations for these annual InvestmentNews honors

Fidelity redesigning Wealthscape platform and mobile apps
YOUR PRACTICE FINTECH FEB 16, 2020
Fidelity redesigning Wealthscape platform and mobile apps

Fidelity Institutional's Lisa Burns describes the tech changes on the horizon for its clients.

>> Get your advance copy of the full issue
NEWS INDUSTRY NEWS FEB 15, 2020
>> Get your advance copy of the full issue

ESG’s unsustainable irony: A lack of transparency
INVESTING ESG FEB 15, 2020
ESG’s unsustainable irony: A lack of transparency

While Europeans have forged a path, they, too, have struggled to develop a coherent standard

Fidelity focusing on recruiting women to the industry
YOUR PRACTICE PRACTICE MANAGEMENT FEB 14, 2020
Fidelity focusing on recruiting women to the industry

The firm is seeking to build a culture where everyone understands the business value of diversity, says Fidelity Institutional’s Lisa Burns

Finra bars no-show former Woodbury broker
RETIREMENT LIFE INSURANCE AND ANNUITIES FEB 14, 2020
Finra bars no-show former Woodbury broker

Regulator was investigating Ronald Hannes for taking client funds intended to be used for life insurance

Next Financial to return $500,000 to clients over fund sales
INVESTING MUTUAL FUNDS FEB 14, 2020
Next Financial to return $500,000 to clients over fund sales

Texas securities regulator also fines the firm $100,000 for failure to supervise

Joel Bruckenstein says advisers get better tech products more quickly today
YOUR PRACTICE FINTECH FEB 14, 2020
Joel Bruckenstein says advisers get better tech products more quickly today

Exciting new firms launched at his annual T3 conference for advisers, including FP Alpha and Summit Wealth.