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Fidelity redesigning Wealthscape platform and mobile apps
YOUR PRACTICE FINTECH FEB 16, 2020
Fidelity redesigning Wealthscape platform and mobile apps

Fidelity Institutional's Lisa Burns describes the tech changes on the horizon for its clients.

>> Get your advance copy of the full issue
NEWS INDUSTRY NEWS FEB 15, 2020
>> Get your advance copy of the full issue

ESG’s unsustainable irony: A lack of transparency
INVESTING ESG FEB 15, 2020
ESG’s unsustainable irony: A lack of transparency

While Europeans have forged a path, they, too, have struggled to develop a coherent standard

Fidelity focusing on recruiting women to the industry
YOUR PRACTICE PRACTICE MANAGEMENT FEB 14, 2020
Fidelity focusing on recruiting women to the industry

The firm is seeking to build a culture where everyone understands the business value of diversity, says Fidelity Institutional’s Lisa Burns

Finra bars no-show former Woodbury broker
RETIREMENT LIFE INSURANCE AND ANNUITIES FEB 14, 2020
Finra bars no-show former Woodbury broker

Regulator was investigating Ronald Hannes for taking client funds intended to be used for life insurance

Next Financial to return $500,000 to clients over fund sales
INVESTING MUTUAL FUNDS FEB 14, 2020
Next Financial to return $500,000 to clients over fund sales

Texas securities regulator also fines the firm $100,000 for failure to supervise

Joel Bruckenstein says advisers get better tech products more quickly today
YOUR PRACTICE FINTECH FEB 14, 2020
Joel Bruckenstein says advisers get better tech products more quickly today

Exciting new firms launched at his annual T3 conference for advisers, including FP Alpha and Summit Wealth.

SEC charges Criterion Wealth with fraud in real estate investments
NEWS RIAS FEB 13, 2020
SEC charges Criterion Wealth with fraud in real estate investments

The Santa Clarita, Calif.-based RIA and its two principals got kickbacks from fund managers

Captrust acquires $654 million Fountain Financial
NEWS RIAS FEB 12, 2020
Captrust acquires $654 million Fountain Financial

The acquisition will be the firm’s fourth location in North Carolina

NASAA says model law is working to fight senior financial abuse
NEWS REGULATION AND LEGISLATION FEB 12, 2020
NASAA says model law is working to fight senior financial abuse

Regulator group says 426 reports have been filed in the 25 states that have adopted the law