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Best Places to Work for Financial Advisers 2021
NEWS INDUSTRY NEWS MAR 01, 2020
Best Places to Work for Financial Advisers 2021

InvestmentNews’ fourth annual Best Places to Work for Financial Advisers highlights 75 advice industry firms that recognize the importance of a strong work culture. The firms’ profiles detail the HR policies and workplace practices they use to attract and retain skilled advisers, as well as changes they've made in response to the pandemic.

Let’s aim for advisers to better reflect investors
YOUR PRACTICE PRACTICE MANAGEMENT FEB 29, 2020
Let’s aim for advisers to better reflect investors

Helping women move beyond entry-level positions in their financial services careers could make a meaningful dent in the dearth of female leaders

Advisers say regulation will be biggest shaper of business
NEWS REGULATION AND LEGISLATION FEB 26, 2020
Advisers say regulation will be biggest shaper of business

Other factors include changing client demographics and technology innovation, according to a new survey

InvestmentNews rolls out innovative new design
NEWS RIAS FEB 26, 2020
InvestmentNews rolls out innovative new design

The magazine is also upgrading its user experience and adding to its management team

Merrill adviser managing $190 million moves to Raymond James
NEWS BROKER DEALERS FEB 26, 2020
Merrill adviser managing $190 million moves to Raymond James

Michael Borza is joining the employee unit in Virginia Beach, Va.

State regulator revokes registration of adviser who sold Woodbridge securities
NEWS REGULATION AND LEGISLATION FEB 26, 2020
State regulator revokes registration of adviser who sold Woodbridge securities

N.J. investment representative Gary Scheer was also assessed $750,000 in civil penalties for selling fraudulent investments

Commonwealth hires Matthew Chisholm to build RIA business
NEWS RIAS FEB 26, 2020
Commonwealth hires Matthew Chisholm to build RIA business

The former Fidelity executive will help advisers expand their operations efficiently

Close the insurance loophole for disgraced brokers
NEWS OPINION FEB 23, 2020
Close the insurance loophole for disgraced brokers

The fact that salespeople barred by one regulator can continue to get a green light from another is confounding

Top 5 celebrity scam victims
NEWS INDUSTRY NEWS FEB 21, 2020
Top 5 celebrity scam victims

Celebrities often seem to fall victim to various forms of fraud. Here are some notable examples

By the Numbers: International Investing
NEWS OPINION FEB 21, 2020
By the Numbers: International Investing

Why should advisers remind clients that they can't only focus on U.S. investing?