InvestmentNews

InvestmentNews
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NEWS WIREHOUSES JAN 31, 2018
Wells quants predict Patriots will win the Super Bowl

Analysts' formula says New England will cover the point spread over Philly.

YOUR PRACTICE PRACTICE MANAGEMENT JAN 29, 2018
John Taft joins Baird as vice chairman

Former CEO of RBC Wealth Management will focus on retail.

NEWS INDUSTRY NEWS JAN 29, 2018
Wells Fargo $350 million team goes indie with Raymond James

Four-adviser group, Z3 Capital Partners, is based in Richmond, Va.

NEWS INDUSTRY NEWS JAN 24, 2018
Merrill Lynch rep managing $200 million moves to Wells Fargo

Dennis Hall joins a New Jersey indie practice affiliated with FiNet.

NEWS INDUSTRY NEWS JAN 23, 2018
SEC files suit against California hybrid adviser for fraud

Charges firm's execs with lying to investors in real estate deals.

NEWS INDUSTRY NEWS JAN 23, 2018
Advisor Group B-Ds recruited 614 advisers last year

Parent of FSC, Royal Alliance, SagePoint and Woodbury added $13 billion in AUA.

NEWS INDUSTRY NEWS JAN 22, 2018
Two sentenced in fraud case for inflating price and trading volume of penny stock

Broker Christopher 'Smitty' Cervino and investment adviser Sheik F. Khan defrauded investors out of million of dollars, according to the U.S. Attorney's Office.

NEWS INDUSTRY NEWS JAN 19, 2018
Wells Fargo loses rep managing $178 million to Stifel

Greg Greenberg switches firms in Overland Park, Kansas.

NEWS INDUSTRY NEWS JAN 18, 2018
Two practices, each managing $150 million, leave Wells Fargo FiNet

LongView moves to Raymond James, Corinthian to Summit.

NEWS INDUSTRY NEWS JAN 18, 2018
Hybrid group managing $1.3 billion leaves LPL

Cornerstone Wealth affiliates with Mutual Securities; custodies at Fidelity.