Regulator was investigating Matthew Peregoy's possible misuse of funds.
Gayle Johnson based in Santa Fe, N.M., goes RIA.
Jose Lopez and Misael Lugo are joining the firm's employee channel in Orlando, Fla.
Tom Hankins and Jay Lauzon are based in Flint, Mich.
Succeeds Eleanor Blayney in efforts to address shortage of women in financial planning.
Bradley Mascho already charged by SEC with abetting fraud.
Cloud-based system eliminates need for third-party.
Investors Bank brokerage operation has 65 licensed representatives.
Broker Collin Rigler and associate Eric Montijo based in Los Angeles.
Advisors Southeastern Alliance was affiliated with INVEST Financial.
