C. Gene Jester and group expand firm's presence to Chapel Hill, N.C.
David Katz joins employee channel in Boca Raton, Fla.
Firm settles charges that it failed to provide less expensive share classes.
White Cap Wealth Management affiliates with Kestra.
Chicago-based Ziegler to keep institutional, investment banking businesses.
Broker-dealer must pay fine and reimburse the state over 'Robin Hood' case involving disgraced broker serving more than five years in jail for defrauding clients.
Long-running case centers on reasons firm gave for broker's discharge.
Subject was Jerry Lee Travers' payments to a non-registered person.
Veteran regulator will ease out of her role through April 2018.
Deal will add $860 million to RMB's $8.4 billion in AUM.
